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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.3%
AUM
$452M
AUM Growth
+$43.6M
Cap. Flow
+$28.6M
Cap. Flow %
6.33%
Top 10 Hldgs %
18.85%
Holding
423
New
36
Increased
199
Reduced
136
Closed
30

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.38M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.78M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$1.64M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.55M

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.75M
2
GNTX icon
Gentex
GNTX
+$1.22M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$939K
4
RAI
Reynolds American Inc
RAI
+$718K
5
DLR icon
Digital Realty Trust
DLR
+$664K

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Industrials 5.28%
3 Healthcare 4.94%
4 Financials 4.56%
5 Communication Services 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REGL icon
151
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.81B
$866K 0.19%
16,550
+4,997
+43% +$257K
NFG icon
152
National Fuel Gas
NFG
$7.75B
$862K 0.19%
+15,220
New +$881K
FXH icon
153
First Trust Health Care AlphaDEX Fund
FXH
$1.06B
$856K 0.19%
12,718
-176
-1% -$11.7K
ABT icon
154
Abbott
ABT
$182B
$851K 0.19%
15,969
+792
+5% +$39.7K
FDX icon
155
FedEx
FDX
$74.1B
$848K 0.19%
3,751
+109
+3% +$23.2K
AEP icon
156
American Electric Power
AEP
$69.9B
$843K 0.19%
12,013
-525
-4% -$37.4K
EMB icon
157
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$834K 0.18%
7,178
+149
+2% +$17.2K
DD icon
158
DuPont de Nemours
DD
$19.3B
$825K 0.18%
4,700
+2,106
+81% +$351K
GILD icon
159
Gilead Sciences
GILD
$168B
$822K 0.18%
10,184
-1,023
-9% -$78.2K
DBEF icon
160
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.3B
$821K 0.18%
+26,320
New +$797K
SCHG icon
161
Schwab US Large-Cap Growth ETF
SCHG
$62.3B
$802K 0.18%
96,736
+8,096
+9% +$65.7K
SO icon
162
Southern Company
SO
$107B
$801K 0.18%
16,256
+485
+3% +$23.5K
GSK icon
163
GSK
GSK
$103B
$798K 0.18%
15,849
-4,931
-24% -$250K
NFLX icon
164
Netflix
NFLX
$306B
$797K 0.18%
44,100
+12,920
+41% +$225K
DWX icon
165
State Street SPDR S&P International Dividend ETF
DWX
$529M
$792K 0.18%
19,672
+173
+0.9% +$6.97K
TIP icon
166
iShares TIPS Bond ETF
TIP
$14.5B
$790K 0.18%
6,991
-764
-10% -$87K
FTSL icon
167
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$787K 0.17%
16,294
+3,740
+30% +$181K
MINT icon
168
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$787K 0.17%
7,717
+3,310
+75% +$337K
UNH icon
169
UnitedHealth
UNH
$370B
$784K 0.17%
3,978
+775
+24% +$150K
NEA icon
170
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$780K 0.17%
56,505
+5,207
+10% +$72.3K
ITOT icon
171
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$777K 0.17%
13,508
+4,045
+43% +$228K
PSX icon
172
Phillips 66
PSX
$82.5B
$759K 0.17%
8,293
-596
-7% -$50.5K
RFDI icon
173
First Trust RiverFront Dynamic Developed International ETF
RFDI
$166M
$758K 0.17%
12,025
-1,023
-8% -$63.2K
NEE icon
174
NextEra Energy
NEE
$182B
$754K 0.17%
20,508
-200
-1% -$7.33K
EEM icon
175
iShares MSCI Emerging Markets ETF
EEM
$29.7B
$752K 0.17%
16,909
+547
+3% +$24.1K
5 6
7
8 9

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Cetera Investment Advisers's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Investment Advisers held 423 positions worth $452M, up 11% from $408M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $28.6M of net new capital in Q3 2017, opening 36 new positions and adding to 199 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Gentex, an estimated $1.22M trimmed.

  • Cetera Investment Advisers's largest Q3 2017 buy was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.
  • Cetera Investment Advisers added most to Invesco QQQ Trust in Q3 2017, an estimated $2.73M increase.
  • Cetera Investment Advisers's biggest Q3 2017 reduction was Gentex, cutting an estimated $1.22M.
  • Cetera Investment Advisers fully exited Schwab US Mid-Cap ETF in Q3 2017, selling an estimated $1.75M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $452M portfolio in Q3 2017.
  • Cetera Investment Advisers opened 36 new positions and closed 30 in Q3 2017.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $452M.

Based on Cetera Investment Advisers's 13F filing for Q3 2017, filed 16 Nov 2017.