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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$233M
AUM Growth
-$22.5M
Cap. Flow
-$27.1M
Cap. Flow %
-11.62%
Top 10 Hldgs %
19.44%
Holding
334
New
37
Increased
102
Reduced
132
Closed
55

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$2.11M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.86M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.8M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$1.65M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.63M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.11M
2
PPL
PPL Corp
PPL
+$2.15M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.94M
4
TFC icon
Truist Financial
TFC
+$1.4M
5
AAPL icon
Apple
AAPL
+$1.25M

Sector Composition

Rank Sector Weight
1 Communication Services 5.39%
2 Industrials 5.2%
3 Healthcare 4.62%
4 Technology 4.56%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
151
Lincoln National
LNC
$8.84B
$397K 0.17%
8,442
-40
-0.5% -$1.79K
SO icon
152
Southern Company
SO
$106B
$396K 0.17%
7,696
-2,727
-26% -$144K
MA icon
153
Mastercard
MA
$499B
$395K 0.17%
3,859
+1,042
+37% +$99.9K
SCHF icon
154
Schwab International Equity ETF
SCHF
$68.7B
$394K 0.17%
27,468
+6,130
+29% +$86.5K
NKE icon
155
Nike
NKE
$62.4B
$393K 0.17%
7,447
-17,475
-70% -$987K
GILD icon
156
Gilead Sciences
GILD
$165B
$390K 0.17%
4,913
-6,786
-58% -$551K
BCE icon
157
BCE
BCE
$21.2B
$386K 0.17%
8,452
-655
-7% -$31K
HSBC icon
158
HSBC
HSBC
$356B
$386K 0.17%
11,341
+2,058
+22% +$64.6K
XLK icon
159
State Street Technology Select Sector SPDR ETF
XLK
$123B
$385K 0.17%
16,100
+2,612
+19% +$60.7K
ACN icon
160
Accenture
ACN
$105B
$380K 0.16%
3,125
-973
-24% -$111K
GS icon
161
Goldman Sachs
GS
$303B
$380K 0.16%
2,342
-2,699
-54% -$439K
HDV
162
iShares Core High Dividend ETF
HDV
$14.8B
$380K 0.16%
23,530
-30,255
-56% -$498K
RDS.A
163
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$377K 0.16%
7,800
-442
-5% -$21.6K
QCOM icon
164
Qualcomm
QCOM
$174B
$373K 0.16%
5,468
-3,086
-36% -$188K
KMB icon
165
Kimberly-Clark
KMB
$36.3B
$372K 0.16%
2,927
-6,476
-69% -$838K
CMCSA icon
166
Comcast
CMCSA
$89.6B
$370K 0.16%
11,190
-11,044
-50% -$368K
FXO icon
167
First Trust Financials AlphaDEX Fund
FXO
$1.14B
$369K 0.16%
15,255
-2,568
-14% -$61.8K
DJP icon
168
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$795M
$368K 0.16%
15,647
+2,202
+16% +$51.4K
FDT icon
169
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.33B
$366K 0.16%
+7,456
New +$356K
IVW icon
170
iShares S&P 500 Growth ETF
IVW
$77.6B
$365K 0.16%
12,032
+2,380
+25% +$72.1K
OEF icon
171
iShares S&P 100 ETF
OEF
$20.5B
$360K 0.15%
3,761
– –
AEP icon
172
American Electric Power
AEP
$68B
$358K 0.15%
5,576
-4,972
-47% -$334K
OIL
173
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$356K 0.15%
61,000
+20,000
+49% +$113K
IVE icon
174
iShares S&P 500 Value ETF
IVE
$49.6B
$350K 0.15%
+3,696
New +$352K
DON icon
175
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$346K 0.15%
11,427
-462
-4% -$14K
5 6
7
8 9

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Cetera Investment Advisers's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Advisers held 334 positions worth $233M, down 8.8% from $255M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers withdrew a net $27.1M in Q3 2016, closing 55 positions and reducing 132 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.94M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 5.4% of assets, down from 6% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Cetera Investment Advisers opened a new position in iShares Russell Mid-Cap Growth ETF worth $1.87M.

  • Cetera Investment Advisers's largest Q3 2016 buy was iShares Russell Mid-Cap Growth ETF: 38,414 shares worth $1.87M.
  • Cetera Investment Advisers added most to iShares National Muni Bond ETF in Q3 2016, an estimated $2.11M increase.
  • Cetera Investment Advisers's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.11M.
  • Cetera Investment Advisers fully exited iShares Russell Mid-Cap Value ETF in Q3 2016, selling an estimated $1.94M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $233M portfolio in Q3 2016.
  • Cetera Investment Advisers opened 37 new positions and closed 55 in Q3 2016.
  • Cetera Investment Advisers's portfolio value fell 8.8% quarter-over-quarter to $233M.

Based on Cetera Investment Advisers's 13F filing for Q3 2016, filed 15 Nov 2016.