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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAB icon
1676
Wabtec
WAB
$49.7B
$321K ﹤0.01%
3,020
+260
+9% +$29K
VGR
1677
DELISTED
Vector Group Ltd.
VGR
$321K ﹤0.01%
30,147
+1,105
+4% +$12.8K
CACI icon
1678
CACI
CACI
$14.3B
$320K ﹤0.01%
1,020
-123
-11% -$41.1K
RESE
1679
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$320K ﹤0.01%
11,844
-873
-7% -$24.7K
HDB icon
1680
HDFC Bank
HDB
$120B
$320K ﹤0.01%
10,846
-970
-8% -$31.6K
IBDO
1681
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$319K ﹤0.01%
12,592
+2,348
+23% +$59.4K
BFK
1682
DELISTED
BlackRock Municipal Income Trust
BFK
$319K ﹤0.01%
35,970
+6,688
+23% +$64.9K
PAM icon
1683
Pampa Energía
PAM
$4.43B
$319K ﹤0.01%
8,535
-4,563
-35% -$195K
ELS icon
1684
Equity Lifestyle Properties
ELS
$12.5B
$318K ﹤0.01%
4,994
-1,654
-25% -$112K
TBJL icon
1685
Innovator 20+ Year Treasury Bond 9 Buffer ETF July
TBJL
$10.9M
$318K ﹤0.01%
17,099
+3,417
+25% +$67K
ARRY icon
1686
Array Technologies
ARRY
$819M
$317K ﹤0.01%
14,277
-5,373
-27% -$117K
NIE
1687
Virtus Equity & Convertible Income Fund
NIE
$736M
$317K ﹤0.01%
15,913
+673
+4% +$14.1K
IAT icon
1688
iShares US Regional Banks ETF
IAT
$678M
$316K ﹤0.01%
9,409
+2,120
+29% +$76.3K
CG icon
1689
Carlyle Group
CG
$17.2B
$316K ﹤0.01%
10,477
-797
-7% -$25.7K
FCT
1690
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$316K ﹤0.01%
31,576
-2,160
-6% -$21.6K
DOCU
1691
DocuSign
DOCU
$11.4B
$316K ﹤0.01%
7,515
-533
-7% -$26.1K
JAVA icon
1692
JPMorgan Active Value ETF
JAVA
$7.19B
$315K ﹤0.01%
6,155
+121
+2% +$6.46K
KARS icon
1693
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$80.9M
$315K ﹤0.01%
11,424
+149
+1% +$4.57K
CHWY icon
1694
Chewy
CHWY
$9.25B
$315K ﹤0.01%
17,226
-270
-2% -$7.72K
WEN icon
1695
Wendy's
WEN
$1.39B
$313K ﹤0.01%
15,353
+245
+2% +$5.12K
FPEI icon
1696
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.94B
$313K ﹤0.01%
18,553
-15,254
-45% -$260K
UNOV icon
1697
Innovator US Equity Ultra Buffer ETF November
UNOV
$110M
$313K ﹤0.01%
10,327
-1,543
-13% -$47.7K
IVZ icon
1698
Invesco
IVZ
$14B
$313K ﹤0.01%
21,525
-4,391
-17% -$70.7K
AUTL
1699
Autolus Therapeutics
AUTL
$551M
$312K ﹤0.01%
134,000
-1,200
-0.9% -$3.42K
FCNCA icon
1700
First Citizens BancShares
FCNCA
$25.2B
$312K ﹤0.01%
226
-21
-9% -$28.9K
66 67
68
69 70

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Marshall Wace
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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.