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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+8.32%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.98B
AUM Growth
+$693M
Cap. Flow
+$239M
Cap. Flow %
3.42%
Top 10 Hldgs %
18.71%
Holding
1,960
New
176
Increased
1,005
Reduced
615
Closed
108

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$17.7M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$12.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$9.98M
4
PCF
High Income Securities Fund
PCF
+$9.17M
5
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.57M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$9.42M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$8.27M
3
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$7.22M
4
PGX icon
Invesco Preferred ETF
PGX
+$6.68M
5
IWM icon
iShares Russell 2000 ETF
IWM
+$6.59M

Sector Composition

Rank Sector Weight
1 Technology 11.89%
2 Healthcare 5.58%
3 Financials 4.76%
4 Consumer Discretionary 4.7%
5 Communication Services 3.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWL icon
1626
Newell Brands
NWL
$2.5B
$239K ﹤0.01%
10,925
-29,721
-73% -$671K
RPM icon
1627
RPM International
RPM
$14.7B
$239K ﹤0.01%
+2,366
New +$215K
SPSC icon
1628
SPS Commerce
SPSC
$2.68B
$239K ﹤0.01%
+1,677
New +$251K
USEP icon
1629
Innovator US Equity Ultra Buffer ETF September
USEP
$145M
$239K ﹤0.01%
8,314
– –
GBDC icon
1630
Golub Capital BDC
GBDC
$3.39B
$238K ﹤0.01%
15,425
-4,845
-24% -$75K
RYAN icon
1631
Ryan Specialty Holdings
RYAN
$11B
$238K ﹤0.01%
+5,900
New +$223K
SMB icon
1632
VanEck Short Muni ETF
SMB
$314M
$238K ﹤0.01%
13,263
+1,097
+9% +$19.7K
AMJ
1633
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$238K ﹤0.01%
13,346
-348
-3% -$6.44K
CAJ
1634
DELISTED
Canon, Inc.
CAJ
$238K ﹤0.01%
9,726
-302
-3% -$7.11K
APA icon
1635
APA Corp
APA
$14.1B
$235K ﹤0.01%
+8,751
New +$232K
FOXF icon
1636
Fox Factory Holding Corp
FOXF
$866M
$235K ﹤0.01%
1,382
– –
MFEM icon
1637
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF
MFEM
$148M
$235K ﹤0.01%
10,145
-1,629
-14% -$45.6K
VWOB icon
1638
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.23B
$235K ﹤0.01%
+3,029
New +$235K
XJH icon
1639
iShares ESG Screened S&P Mid-Cap ETF
XJH
$433M
$235K ﹤0.01%
6,043
-141
-2% -$5.39K
HMOP icon
1640
Hartford Municipal Opportunities ETF
HMOP
$795M
$232K ﹤0.01%
+5,543
New +$232K
KJAN icon
1641
Innovator US Small Cap Power Buffer ETF January
KJAN
$327M
$232K ﹤0.01%
+7,171
New +$227K
ORAN
1642
DELISTED
Orange
ORAN
$232K ﹤0.01%
22,010
-2,108
-9% -$22.8K
MMAT
1643
DELISTED
Meta Materials Inc. Common Stock
MMAT
$232K ﹤0.01%
944
+149
+19% +$61.4K
ASA
1644
ASA Gold and Precious Metals
ASA
$1.09B
$231K ﹤0.01%
+10,950
New +$228K
ELAN icon
1645
Elanco Animal Health
ELAN
$11B
$230K ﹤0.01%
8,088
-781
-9% -$24.3K
DEEF icon
1646
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$56.9M
$229K ﹤0.01%
7,233
-1,751
-19% -$55.3K
HYDB icon
1647
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$229K ﹤0.01%
4,449
+304
+7% +$15.6K
HYGV icon
1648
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$229K ﹤0.01%
4,674
+78
+2% +$3.85K
DHY
1649
Credit Suisse High Yield Credit Fund
DHY
$240M
$228K ﹤0.01%
92,321
-32,913
-26% -$81.7K
SM icon
1650
SM Energy
SM
$7.42B
$227K ﹤0.01%
7,706
+6
+0.1% +$187
64 65
66
67 68

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Cetera Investment Advisers's Q4 2021 Portfolio in Review

As of Q4 2021, Cetera Investment Advisers held 1,960 positions worth $6.98B, up 11% from $6.29B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $239M of net new capital in Q4 2021, opening 176 new positions and adding to 1,005 existing holdings. Its largest new stake was High Income Securities Fund: 1,049,833 shares worth $9.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was Apple, an estimated $9.42M trimmed.

  • Cetera Investment Advisers's largest Q4 2021 buy was High Income Securities Fund: 1,049,833 shares worth $9.08M.
  • Cetera Investment Advisers added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $17.7M increase.
  • Cetera Investment Advisers's biggest Q4 2021 reduction was Apple, cutting an estimated $9.42M.
  • Cetera Investment Advisers fully exited Invesco Dorsey Wright Emerging Markets Momentum ETF in Q4 2021, selling an estimated $2.43M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $6.98B portfolio in Q4 2021.
  • Cetera Investment Advisers opened 176 new positions and closed 108 in Q4 2021.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $6.98B.

Based on Cetera Investment Advisers's 13F filing for Q4 2021, filed 14 Feb 2022.