Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $59.3B
1-Year Return 16.16%
This Quarter Return
+5.56%
1 Year Return
+16.16%
3 Year Return
+56.11%
5 Year Return
+94.19%
10 Year Return
–
AUM
$5.08B
AUM Growth
+$28.3M
Cap. Flow
-$187M
Cap. Flow %
-3.69%
Top 10 Hldgs %
17.86%
Holding
1,737
New
182
Increased
514
Reduced
858
Closed
145

Top Buys

1
FTCS icon
First Trust Capital Strength ETF
FTCS
$66M
2
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$31.1M
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
$23.3M
4
ABT icon
Abbott
ABT
$23.2M
5
TIP icon
iShares TIPS Bond ETF
TIP
$19.6M

Top Sells

1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
$45.9M
2
VTI icon
Vanguard Total Stock Market ETF
VTI
$35.3M
3
VXUS icon
Vanguard Total International Stock ETF
VXUS
$20.4M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$19.2M
5
IVV icon
iShares Core S&P 500 ETF
IVV
$15.8M

Sector Composition

1 Technology 10.64%
2 Healthcare 5.26%
3 Financials 4.91%
4 Consumer Discretionary 4.57%
5 Communication Services 4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FRBK
1576
DELISTED
Republic First Bancorp Inc
FRBK
$58K ﹤0.01%
15,266
+4,280
+39% +$16.3K
MARK
1577
DELISTED
Remark Holdings, Inc.
MARK
$57K ﹤0.01%
+2,500
New +$57K
NAT icon
1578
Nordic American Tanker
NAT
$692M
$53K ﹤0.01%
+16,375
New +$53K
BTG icon
1579
B2Gold
BTG
$5.52B
$48K ﹤0.01%
11,084
+1,084
+11% +$4.69K
MREO
1580
Mereo BioPharma
MREO
$282M
$48K ﹤0.01%
+14,100
New +$48K
PDSB icon
1581
PDS Biotechnology
PDSB
$56.4M
$48K ﹤0.01%
+10,500
New +$48K
GTT
1582
DELISTED
GTT Communications, Inc.
GTT
$44K ﹤0.01%
24,000
– –
NGL icon
1583
NGL Energy Partners
NGL
$735M
$32K ﹤0.01%
+15,645
New +$32K
NGD
1584
New Gold Inc
NGD
$4.99B
$15K ﹤0.01%
10,000
– –
ITP icon
1585
IT Tech Packaging
ITP
$3.53M
$9K ﹤0.01%
+1,300
New +$9K
GUT.RT
1586
DELISTED
Gabelli Utility Trust (The) Rights (expiring April 14, 2021)
GUT.RT
$5K ﹤0.01%
+43,826
New +$5K
SRNE
1587
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-14,811
Closed -$101K
STOR
1588
DELISTED
STORE Capital Corporation
STOR
– –
-7,056
Closed -$240K
Y
1589
DELISTED
Alleghany Corporation
Y
– –
-459
Closed -$277K
TMX
1590
DELISTED
Terminix Global Holdings, Inc.
TMX
– –
-5,294
Closed -$270K
GBT
1591
DELISTED
Global Blood Therapeutics, Inc.
GBT
– –
-6,200
Closed -$269K
AXU
1592
DELISTED
Alexco Resource Corp.
AXU
– –
-21,409
Closed -$68K
PBCT
1593
DELISTED
People's United Financial Inc
PBCT
– –
-10,080
Closed -$130K
NUAN
1594
DELISTED
Nuance Communications, Inc.
NUAN
– –
-6,111
Closed -$269K
WORK
1595
DELISTED
Slack Technologies, Inc.
WORK
– –
-6,386
Closed -$270K
FLIR
1596
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
– –
-6,297
Closed -$276K
CIIC
1597
DELISTED
CIIG Merger Corp. - Class A Common Stock
CIIC
– –
-14,590
Closed -$410K
MUH
1598
DELISTED
Blackrock Muniholdings Fund II, Inc.
MUH
– –
-11,414
Closed -$172K
TCP
1599
DELISTED
TC Pipelines LP
TCP
– –
-42,493
Closed -$1.25M
BMY.RT
1600
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-53,082
Closed -$37K
62 63
64
65 66