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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPE icon
1476
Hewlett Packard
HPE
$72.4B
$283K ﹤0.01%
19,887
+2,975
+18% +$43K
LW icon
1477
Lamb Weston
LW
$7.12B
$283K ﹤0.01%
4,617
-64
-1% -$4.33K
WES icon
1478
Western Midstream Partners
WES
$19.6B
$283K ﹤0.01%
13,503
-10
-0.1% -$199
CG icon
1479
Carlyle Group
CG
$17.2B
$281K ﹤0.01%
5,937
+1,485
+33% +$71.2K
DEEF icon
1480
Xtrackers FTSE Developed ex US Multifactor ETF
DEEF
$56.4M
$281K ﹤0.01%
8,984
-283
-3% -$9.21K
FTLS icon
1481
First Trust Long/Short Equity ETF
FTLS
$2.49B
$281K ﹤0.01%
5,811
+146
+3% +$7.17K
MOH icon
1482
Molina Healthcare
MOH
$10.4B
$281K ﹤0.01%
1,034
-151
-13% -$39.9K
VCV icon
1483
Invesco California Value Municipal Income Trust
VCV
$525M
$281K ﹤0.01%
20,384
+5,497
+37% +$77.3K
MOON
1484
DELISTED
Direxion Moonshot Innovators ETF
MOON
$281K ﹤0.01%
8,790
+2,625
+43% +$87.1K
RESE
1485
DELISTED
WisdomTree Emerging Markets ESG Fund
RESE
$280K ﹤0.01%
7,905
+1,627
+26% +$60.9K
RSX
1486
DELISTED
VanEck Russia ETF
RSX
$280K ﹤0.01%
9,229
-351
-4% -$10.3K
HOLX
1487
DELISTED
Hologic
HOLX
$279K ﹤0.01%
3,782
-18,574
-83% -$1.39M
IVOG icon
1488
Vanguard S&P Mid-Cap 400 Growth ETF
IVOG
$1.71B
$279K ﹤0.01%
2,836
-50
-2% -$5.04K
BGX
1489
Blackstone Long-Short Credit Income Fund
BGX
$138M
$278K ﹤0.01%
18,300
-532
-3% -$7.89K
FNGS icon
1490
MicroSectors FANG+ ETNs due Jan 8 2038
FNGS
$606M
$278K ﹤0.01%
9,120
+360
+4% +$11.3K
PSEC icon
1491
Prospect Capital
PSEC
$1.15B
$278K ﹤0.01%
36,152
+4,985
+16% +$40.2K
RVT icon
1492
Royce Value Trust
RVT
$2.29B
$278K ﹤0.01%
15,431
+2,452
+19% +$45.3K
WEN icon
1493
Wendy's
WEN
$1.39B
$277K ﹤0.01%
+12,749
New +$291K
BTZ icon
1494
BlackRock Credit Allocation Income Trust
BTZ
$958M
$276K ﹤0.01%
18,227
-38
-0.2% -$590
QSPT icon
1495
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$641M
$276K ﹤0.01%
+13,999
New +$280K
VICI icon
1496
VICI Properties
VICI
$28.7B
$276K ﹤0.01%
9,714
+8
+0.1% +$244
AOD
1497
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$275K ﹤0.01%
28,191
+424
+2% +$4.34K
BIZD icon
1498
VanEck BDC Income ETF
BIZD
$1.68B
$275K ﹤0.01%
16,015
+5
+0% +$86
TLRY icon
1499
Tilray
TLRY
$602M
$275K ﹤0.01%
2,439
-4,538
-65% -$622K
NVT icon
1500
nVent Electric
NVT
$26.3B
$274K ﹤0.01%
8,488
– –
58 59
60
61 62

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.