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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$94.3B
$11.2M 0.18%
76,167
-5,132
-6% -$831K
LMT icon
127
Lockheed Martin
LMT
$136B
$11.1M 0.18%
32,161
+804
+3% +$291K
QYLD icon
128
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$11.1M 0.18%
501,006
+425,203
+561% +$9.63M
IBM icon
129
IBM
IBM
$224B
$11M 0.17%
82,622
-7,498
-8% -$1M
PRF icon
130
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$10.8M 0.17%
340,685
+20,245
+6% +$654K
BX icon
131
Blackstone
BX
$110B
$10.7M 0.17%
92,259
+2,223
+2% +$258K
PEP icon
132
PepsiCo
PEP
$190B
$10.7M 0.17%
70,830
+842
+1% +$130K
VLUE icon
133
iShares MSCI USA Value Factor ETF
VLUE
$9.47B
$10.6M 0.17%
104,882
+17,119
+20% +$1.78M
NOBL icon
134
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$10.5M 0.17%
236,314
+3,226
+1% +$149K
CAT icon
135
Caterpillar
CAT
$387B
$10.4M 0.17%
54,331
+6,698
+14% +$1.39M
FSK icon
136
FS KKR Capital
FSK
$3.44B
$10.3M 0.16%
468,348
+3,746
+0.8% +$82.6K
HDAW
137
DELISTED
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF
HDAW
$10.3M 0.16%
424,112
-9,194
-2% -$236K
FMB icon
138
First Trust Managed Municipal ETF
FMB
$2.06B
$10.3M 0.16%
180,733
+8,147
+5% +$468K
ICF icon
139
iShares Select U.S. REIT ETF
ICF
$2.11B
$10.2M 0.16%
155,307
+4,855
+3% +$333K
MCD icon
140
McDonald's
MCD
$195B
$10.1M 0.16%
41,917
-471
-1% -$112K
SHY icon
141
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$10.1M 0.16%
116,704
-10,978
-9% -$946K
VBK icon
142
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$9.92M 0.16%
35,398
+8,108
+30% +$2.32M
VOOG icon
143
Vanguard S&P 500 Growth ETF
VOOG
$27.3B
$9.89M 0.16%
222,444
-5,124
-2% -$235K
SCHV
144
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$9.73M 0.15%
432,723
-6,636
-2% -$154K
CRM icon
145
Salesforce
CRM
$158B
$9.73M 0.15%
35,880
+2,401
+7% +$610K
VOE icon
146
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$9.69M 0.15%
69,430
-8,580
-11% -$1.22M
ADBE icon
147
Adobe
ADBE
$105B
$9.64M 0.15%
16,744
-509
-3% -$320K
QCLN icon
148
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$629M
$9.61M 0.15%
153,480
+18,327
+14% +$1.2M
GDX icon
149
VanEck Gold Miners ETF
GDX
$27.4B
$9.59M 0.15%
325,337
-19,955
-6% -$650K
FLQL icon
150
Franklin US Large Cap Multifactor Index ETF
FLQL
$2.11B
$9.53M 0.15%
225,914
+5,895
+3% +$259K
4 5
6
7 8

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Marshall Wace
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BNP Paribas Asset Management
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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.