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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.3%
AUM
$452M
AUM Growth
+$43.6M
Cap. Flow
+$28.6M
Cap. Flow %
6.33%
Top 10 Hldgs %
18.85%
Holding
423
New
36
Increased
199
Reduced
136
Closed
30

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.38M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.78M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$1.64M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.55M

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.75M
2
GNTX icon
Gentex
GNTX
+$1.22M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$939K
4
RAI
Reynolds American Inc
RAI
+$718K
5
DLR icon
Digital Realty Trust
DLR
+$664K

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Industrials 5.28%
3 Healthcare 4.94%
4 Financials 4.56%
5 Communication Services 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMM icon
126
3M
MMM
$94B
$967K 0.21%
5,535
+854
+18% +$148K
VIG icon
127
Vanguard Dividend Appreciation ETF
VIG
$114B
$967K 0.21%
10,225
+259
+3% +$24.2K
EFAV icon
128
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.42B
$964K 0.21%
13,588
+1,069
+9% +$75.3K
UNP icon
129
Union Pacific
UNP
$175B
$964K 0.21%
8,319
+99
+1% +$10.6K
SCHA icon
130
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$946K 0.21%
56,232
-58,412
-51% -$939K
KHC icon
131
Kraft Heinz
KHC
$30.4B
$939K 0.21%
12,053
-3,515
-23% -$294K
DIA icon
132
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.9B
$931K 0.21%
4,171
+2,417
+138% +$529K
VCIT icon
133
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$928K 0.21%
10,538
-236
-2% -$20.8K
STZ icon
134
Constellation Brands
STZ
$22.3B
$923K 0.2%
4,613
+765
+20% +$151K
VYM icon
135
Vanguard High Dividend Yield ETF
VYM
$82.4B
$919K 0.2%
11,364
+1,507
+15% +$120K
MA icon
136
Mastercard
MA
$499B
$916K 0.2%
6,507
– –
VEA icon
137
Vanguard FTSE Developed Markets ETF
VEA
$235B
$907K 0.2%
20,883
+6,783
+48% +$288K
WFC icon
138
Wells Fargo
WFC
$269B
$907K 0.2%
16,316
+602
+4% +$32K
IWB icon
139
iShares Russell 1000 ETF
IWB
$49.9B
$902K 0.2%
6,445
+329
+5% +$45.1K
SUB icon
140
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$902K 0.2%
8,511
+3,500
+70% +$371K
PHT
141
DELISTED
Pioneer High Income Fund
PHT
$895K 0.2%
89,432
-11,492
-11% -$114K
LLY icon
142
Eli Lilly
LLY
$1.02T
$894K 0.2%
10,425
-366
-3% -$30K
PCN
143
PIMCO Corporate & Income Strategy Fund
PCN
$873M
$885K 0.2%
50,839
+1,648
+3% +$28.3K
GLD icon
144
SPDR Gold Trust
GLD
$138B
$882K 0.2%
7,274
-1,409
-16% -$171K
FYX icon
145
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
$879K 0.19%
14,995
+3,108
+26% +$173K
ARE icon
146
Alexandria Real Estate Equities
ARE
$8.53B
$877K 0.19%
+7,399
New +$889K
BP icon
147
BP
BP
$107B
$877K 0.19%
25,151
-11,393
-31% -$362K
XLP icon
148
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
$874K 0.19%
16,163
+3,900
+32% +$214K
PEP icon
149
PepsiCo
PEP
$189B
$869K 0.19%
7,769
+135
+2% +$15.6K
WDIV icon
150
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
$868K 0.19%
12,788
+3,732
+41% +$251K
4 5
6
7 8

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Cetera Investment Advisers's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Investment Advisers held 423 positions worth $452M, up 11% from $408M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $28.6M of net new capital in Q3 2017, opening 36 new positions and adding to 199 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Gentex, an estimated $1.22M trimmed.

  • Cetera Investment Advisers's largest Q3 2017 buy was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.
  • Cetera Investment Advisers added most to Invesco QQQ Trust in Q3 2017, an estimated $2.73M increase.
  • Cetera Investment Advisers's biggest Q3 2017 reduction was Gentex, cutting an estimated $1.22M.
  • Cetera Investment Advisers fully exited Schwab US Mid-Cap ETF in Q3 2017, selling an estimated $1.75M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $452M portfolio in Q3 2017.
  • Cetera Investment Advisers opened 36 new positions and closed 30 in Q3 2017.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $452M.

Based on Cetera Investment Advisers's 13F filing for Q3 2017, filed 16 Nov 2017.