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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$233M
AUM Growth
-$22.5M
Cap. Flow
-$27.1M
Cap. Flow %
-11.62%
Top 10 Hldgs %
19.44%
Holding
334
New
37
Increased
102
Reduced
132
Closed
55

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$2.11M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.86M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.8M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$1.65M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.63M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.11M
2
PPL
PPL Corp
PPL
+$2.15M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.94M
4
TFC icon
Truist Financial
TFC
+$1.4M
5
AAPL icon
Apple
AAPL
+$1.25M

Sector Composition

Rank Sector Weight
1 Communication Services 5.39%
2 Industrials 5.2%
3 Healthcare 4.62%
4 Technology 4.56%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
126
iShares Russell 2000 Growth ETF
IWO
$15.1B
$516K 0.22%
3,490
+1,162
+50% +$169K
BAC icon
127
Bank of America
BAC
$442B
$513K 0.22%
32,602
+191
+0.6% +$2.84K
MCD icon
128
McDonald's
MCD
$195B
$511K 0.22%
4,385
-6,440
-59% -$763K
SLB icon
129
SLB Ltd
SLB
$75B
$509K 0.22%
6,478
+1,617
+33% +$128K
MET icon
130
MetLife
MET
$62.4B
$507K 0.22%
12,869
-5,773
-31% -$217K
FTA icon
131
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.4B
$495K 0.21%
11,609
-4,652
-29% -$195K
GOOG icon
132
Alphabet (Google) Class C
GOOG
$4.32T
$488K 0.21%
12,540
-7,300
-37% -$277K
ORCL icon
133
Oracle
ORCL
$423B
$481K 0.21%
12,253
-5,232
-30% -$213K
XLE icon
134
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$475K 0.2%
13,412
+1,608
+14% +$55.1K
MDIV icon
135
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$474K 0.2%
25,227
+2,379
+10% +$46.2K
FPX icon
136
First Trust US Equity Opportunities ETF
FPX
$1.51B
$472K 0.2%
8,635
+1,209
+16% +$64.5K
MDY icon
137
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$467K 0.2%
1,663
+317
+24% +$89.3K
ITC
138
DELISTED
ITC HOLDINGS CORP
ITC
$459K 0.2%
9,848
-8,850
-47% -$410K
BFZ
139
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$457K 0.2%
27,586
+16,401
+147% +$274K
FLOT icon
140
iShares Floating Rate Bond ETF
FLOT
$10.3B
$448K 0.19%
8,833
-100
-1% -$5.07K
PRU icon
141
Prudential Financial
PRU
$41.8B
$444K 0.19%
5,434
-4,482
-45% -$344K
NFLX icon
142
Netflix
NFLX
$309B
$440K 0.19%
44,690
-4,890
-10% -$46.7K
RWR icon
143
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$437K 0.19%
4,521
+367
+9% +$36.8K
AMLP icon
144
Alerian MLP ETF
AMLP
$12.8B
$436K 0.19%
6,839
+916
+15% +$57.9K
CMI icon
145
Cummins
CMI
$88.7B
$435K 0.19%
3,399
+301
+10% +$36.5K
STZ icon
146
Constellation Brands
STZ
$23.2B
$435K 0.19%
2,607
+1,235
+90% +$204K
BIV icon
147
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$433K 0.19%
4,951
+807
+19% +$70.8K
EMB icon
148
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$421K 0.18%
3,596
+1,527
+74% +$178K
WBA
149
DELISTED
Walgreens Boots Alliance
WBA
$410K 0.18%
5,075
-1,442
-22% -$118K
LMT icon
150
Lockheed Martin
LMT
$136B
$402K 0.17%
1,670
+463
+38% +$116K
4 5
6
7 8

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Cetera Investment Advisers's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Advisers held 334 positions worth $233M, down 8.8% from $255M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers withdrew a net $27.1M in Q3 2016, closing 55 positions and reducing 132 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.94M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 5.4% of assets, down from 6% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Cetera Investment Advisers opened a new position in iShares Russell Mid-Cap Growth ETF worth $1.87M.

  • Cetera Investment Advisers's largest Q3 2016 buy was iShares Russell Mid-Cap Growth ETF: 38,414 shares worth $1.87M.
  • Cetera Investment Advisers added most to iShares National Muni Bond ETF in Q3 2016, an estimated $2.11M increase.
  • Cetera Investment Advisers's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.11M.
  • Cetera Investment Advisers fully exited iShares Russell Mid-Cap Value ETF in Q3 2016, selling an estimated $1.94M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $233M portfolio in Q3 2016.
  • Cetera Investment Advisers opened 37 new positions and closed 55 in Q3 2016.
  • Cetera Investment Advisers's portfolio value fell 8.8% quarter-over-quarter to $233M.

Based on Cetera Investment Advisers's 13F filing for Q3 2016, filed 15 Nov 2016.