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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKI
1401
DELISTED
Black Knight, Inc. Common Stock
BKI
$320K 0.01%
4,439
+343
+8% +$26.4K
EJUL icon
1402
Innovator Emerging Markets Power Buffer ETF July
EJUL
$186M
$319K 0.01%
+12,430
New +$324K
Y
1403
DELISTED
Alleghany Corp
Y
$319K 0.01%
511
+21
+4% +$13.9K
CWST icon
1404
Casella Waste Systems
CWST
$5.72B
$317K 0.01%
+4,180
New +$295K
AA icon
1405
Alcoa
AA
$13.6B
$316K 0.01%
6,449
+486
+8% +$20.5K
FJUN icon
1406
FT Vest US Equity Buffer ETF June
FJUN
$1.4B
$316K 0.01%
8,730
-877
-9% -$32.1K
JFU
1407
9F Inc
JFU
$28M
$316K 0.01%
+9,300
New +$350K
OLN icon
1408
Olin
OLN
$2.15B
$316K 0.01%
6,542
+429
+7% +$20K
VRT icon
1409
Vertiv
VRT
$104B
$316K 0.01%
13,131
+860
+7% +$22.9K
PSTH
1410
DELISTED
Pershing Square Tontine Holdings, Ltd.
PSTH
$316K 0.01%
16,050
+1,560
+11% +$31.6K
NMZ icon
1411
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$315K 0.01%
21,359
-1,567
-7% -$24.1K
RPAI
1412
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$314K 0.01%
24,400
-138
-0.6% -$1.72K
CBSH icon
1413
Commerce Bancshares
CBSH
$8.44B
$313K 0.01%
5,724
-1,253
-18% -$69.1K
DJAN icon
1414
FT Vest US Equity Deep Buffer ETF January
DJAN
$482M
$313K 0.01%
9,891
-6,016
-38% -$191K
PBW icon
1415
Invesco WilderHill Clean Energy ETF
PBW
$458M
$313K 0.01%
4,046
-11,415
-74% -$933K
IDLV icon
1416
Invesco S&P International Developed Low Volatility ETF
IDLV
$345M
$311K ﹤0.01%
10,143
-489
-5% -$15.5K
SLQT icon
1417
SelectQuote
SLQT
$123M
$311K ﹤0.01%
+24,061
New +$362K
CUZ icon
1418
Cousins Properties
CUZ
$4.83B
$310K ﹤0.01%
8,306
-1,101
-12% -$42.4K
TTC icon
1419
Toro Company
TTC
$9.4B
$310K ﹤0.01%
3,181
+38
+1% +$4.15K
WYNN icon
1420
Wynn Resorts
WYNN
$10.6B
$310K ﹤0.01%
3,658
+195
+6% +$19.2K
DHY
1421
Credit Suisse High Yield Credit Fund
DHY
$243M
$309K ﹤0.01%
125,234
-24,888
-17% -$62.5K
NYC
1422
American Strategic Investment Co
NYC
$26M
$309K ﹤0.01%
4,784
+1,237
+35% +$107K
ICVT icon
1423
iShares Convertible Bond ETF
ICVT
$7.42B
$308K ﹤0.01%
3,084
-110
-3% -$11.1K
PKO
1424
DELISTED
Pimco Income Opportunity Fund
PKO
$308K ﹤0.01%
12,572
-1,311
-9% -$34.2K
EMQQ icon
1425
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$307K ﹤0.01%
6,197
-5,709
-48% -$306K
55 56
57
58 59

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.