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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FGD icon
1376
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.59B
$329K 0.01%
+13,161
New +$339K
GSBD icon
1377
Goldman Sachs BDC
GSBD
$1.1B
$329K 0.01%
17,927
– –
PZC
1378
DELISTED
PIMCO California Municipal Income Fund III
PZC
$329K 0.01%
29,837
-200
-0.7% -$2.27K
XYLD icon
1379
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$329K 0.01%
6,776
+775
+13% +$38.2K
ACHC icon
1380
Acadia Healthcare
ACHC
$2.96B
$328K 0.01%
5,148
+140
+3% +$8.84K
ESQ icon
1381
Esquire Financial Holdings
ESQ
$1.12B
$328K 0.01%
11,430
– –
PAYC icon
1382
Paycom
PAYC
$9.62B
$328K 0.01%
662
-61
-8% -$27.2K
PSR icon
1383
Invesco Active US Real Estate Fund
PSR
$59.1M
$328K 0.01%
3,180
-200
-6% -$21.6K
BC icon
1384
Brunswick
BC
$5.21B
$327K 0.01%
3,437
+824
+32% +$82K
SLY
1385
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$327K 0.01%
3,448
+393
+13% +$37.4K
LSXMK
1386
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$326K 0.01%
8,877
-275
-3% -$10.1K
SSYS icon
1387
Stratasys
SSYS
$769M
$325K 0.01%
15,120
+813
+6% +$17.6K
DTD icon
1388
WisdomTree US Total Dividend Fund
DTD
$1.69B
$324K 0.01%
5,512
-52
-0.9% -$3.15K
JPC icon
1389
Nuveen Preferred & Income Opportunities Fund
JPC
$2.93B
$324K 0.01%
32,745
+3,893
+13% +$38.8K
FMC icon
1390
FMC
FMC
$1.31B
$323K 0.01%
3,527
+381
+12% +$37.6K
IBD icon
1391
Inspire Corporate Bond ETF
IBD
$489M
$323K 0.01%
12,354
+2,508
+25% +$66.1K
INFO
1392
DELISTED
IHS Markit Ltd. Common Shares
INFO
$322K 0.01%
2,765
-65
-2% -$7.67K
IEX icon
1393
IDEX
IEX
$17.2B
$321K 0.01%
1,550
+101
+7% +$22.4K
W icon
1394
Wayfair
W
$14.1B
$321K 0.01%
1,256
+45
+4% +$12.7K
CHY
1395
Calamos Convertible and High Income Fund
CHY
$1.07B
$320K 0.01%
+20,504
New +$331K
COO icon
1396
Cooper Companies
COO
$14.9B
$320K 0.01%
3,096
-2,088
-40% -$223K
FRME icon
1397
First Merchants
FRME
$2.66B
$320K 0.01%
7,659
+245
+3% +$9.96K
GBDC icon
1398
Golub Capital BDC
GBDC
$3.41B
$320K 0.01%
20,270
-1,860
-8% -$29.2K
NI icon
1399
NiSource
NI
$20B
$320K 0.01%
13,225
-7,772
-37% -$194K
NOK icon
1400
Nokia
NOK
$51B
$320K 0.01%
58,658
-13,943
-19% -$81K
54 55
56
57 58

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.