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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMX
1351
DELISTED
PIMCO Municipal Income Fund III
PMX
$343K 0.01%
27,435
-390
-1% -$5.03K
GTO icon
1352
Invesco Total Return Bond ETF
GTO
$2.47B
$342K 0.01%
6,014
+261
+5% +$15K
GUT
1353
Gabelli Utility Trust
GUT
$573M
$342K 0.01%
44,665
-287
-0.6% -$2.25K
ITM icon
1354
VanEck Intermediate Muni ETF
ITM
$2.13B
$342K 0.01%
6,671
-45
-0.7% -$2.33K
PGNY icon
1355
Progyny
PGNY
$2.18B
$341K 0.01%
6,089
+997
+20% +$55.1K
TDV icon
1356
ProShares S&P Technology Dividend Aristocrats ETF
TDV
$280M
$341K 0.01%
5,697
– –
EMHY icon
1357
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
$340K 0.01%
7,675
-1,514
-16% -$68.6K
BGH
1358
Barings Global Short Duration High Yield Fund
BGH
$287M
$339K 0.01%
19,838
-900
-4% -$15.3K
CLVT icon
1359
Clarivate
CLVT
$1.21B
$339K 0.01%
15,463
+728
+5% +$17.7K
PXD
1360
DELISTED
Pioneer Natural Resource Co.
PXD
$339K 0.01%
2,036
-979
-32% -$148K
MUNI icon
1361
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
$337K 0.01%
5,971
+278
+5% +$15.8K
NTRA icon
1362
Natera
NTRA
$45.9B
$337K 0.01%
3,027
+926
+44% +$106K
OGN icon
1363
Organon & Co
OGN
$3.58B
$337K 0.01%
10,271
-2,121
-17% -$67.9K
MMS icon
1364
Maximus
MMS
$2.9B
$336K 0.01%
4,034
+261
+7% +$22.4K
QQQM icon
1365
Invesco NASDAQ 100 ETF
QQQM
$102B
$336K 0.01%
+2,285
New +$346K
UBS icon
1366
UBS Group
UBS
$177B
$335K 0.01%
21,026
+2,123
+11% +$34.4K
XMPT icon
1367
VanEck CEF Muni Income ETF
XMPT
$220M
$335K 0.01%
11,407
-539
-5% -$16.3K
FTSD icon
1368
Franklin Short Duration US Government ETF
FTSD
$308M
$333K 0.01%
3,516
+255
+8% +$24.2K
SKX
1369
DELISTED
Skechers
SKX
$333K 0.01%
7,912
+274
+4% +$13.6K
WSM icon
1370
Williams-Sonoma
WSM
$29.5B
$333K 0.01%
3,752
+384
+11% +$32.5K
CSL icon
1371
Carlisle Companies
CSL
$15.3B
$332K 0.01%
1,672
+26
+2% +$5.25K
FAPR icon
1372
FT Vest US Equity Buffer ETF April
FAPR
$1.3B
$332K 0.01%
10,744
+500
+5% +$15.6K
LKOR icon
1373
FlexShares Credit-Scored US Long Corporate Bond Index Fund
LKOR
$30M
$332K 0.01%
5,540
+107
+2% +$6.56K
RWL icon
1374
Invesco S&P 500 Revenue ETF
RWL
$9.95B
$331K 0.01%
4,544
+236
+5% +$17.6K
NZF icon
1375
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$330K 0.01%
19,759
-3,582
-15% -$62K
53 54
55
56 57

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VOYA Investment Management
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Marshall Wace
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BNP Paribas Asset Management
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Mariner
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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.