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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRL icon
1301
Charles River Laboratories
CRL
$13.5B
$712K 0.01%
3,012
+202
+7% +$39.7K
DBJA
1302
DELISTED
Innovator Double Stacker 9 Buffer ETF - January
DBJA
$711K 0.01%
24,147
-1,233
-5% -$35.8K
EIX icon
1303
Edison International
EIX
$26.9B
$710K 0.01%
9,927
-13,347
-57% -$877K
CF icon
1304
CF Industries
CF
$17.8B
$709K 0.01%
8,923
+1,951
+28% +$155K
SCHK icon
1305
Schwab 1000 Index ETF
SCHK
$5.92B
$709K 0.01%
30,776
+280
+0.9% +$6.02K
FLCO icon
1306
Franklin Investment Grade Corporate ETF
FLCO
$556M
$708K 0.01%
32,716
-285
-0.9% -$5.87K
DBC icon
1307
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
$708K 0.01%
32,141
+2,056
+7% +$49.1K
FDRR icon
1308
Fidelity Dividend ETF for Rising Rates
FDRR
$757M
$708K 0.01%
16,118
– –
KJUL icon
1309
Innovator US Small Cap Power Buffer ETF July
KJUL
$226M
$703K 0.01%
25,973
-5,463
-17% -$138K
WRK
1310
DELISTED
WestRock Company
WRK
$703K 0.01%
16,924
-9,810
-37% -$377K
POOL icon
1311
Pool Corp
POOL
$7.32B
$700K 0.01%
1,757
-133
-7% -$46.6K
B
1312
Barrick Mining
B
$67.2B
$700K 0.01%
38,706
-6,639
-15% -$109K
ZS icon
1313
Zscaler
ZS
$28.9B
$699K 0.01%
3,155
-62
-2% -$11.5K
POR icon
1314
Portland General Electric
POR
$5.69B
$697K 0.01%
16,089
+1,415
+10% +$58.7K
OMF icon
1315
OneMain Financial
OMF
$7.32B
$695K 0.01%
14,127
+1,482
+12% +$60.5K
NUEM icon
1316
Nuveen ESG Emerging Markets Equity ETF
NUEM
$393M
$693K 0.01%
+25,718
New +$673K
XSD icon
1317
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$692K 0.01%
3,079
+381
+14% +$74.9K
AAL icon
1318
American Airlines Group
AAL
$10.1B
$692K 0.01%
50,333
-23,716
-32% -$298K
NCLH icon
1319
Norwegian Cruise Line
NCLH
$8.59B
$691K 0.01%
34,495
-4,952
-13% -$79.4K
BKR icon
1320
Baker Hughes
BKR
$64.3B
$691K 0.01%
20,216
-28,952
-59% -$987K
TSN icon
1321
Tyson Foods
TSN
$19.9B
$691K 0.01%
12,853
-2,853
-18% -$139K
GHY
1322
PGIM Global High Yield Fund
GHY
$482M
$691K 0.01%
60,790
-2,603
-4% -$28.4K
BGH
1323
Barings Global Short Duration High Yield Fund
BGH
$286M
$686K 0.01%
51,044
+6,853
+16% +$87.6K
PDP icon
1324
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$685K 0.01%
8,017
-882
-10% -$70.1K
LGOV icon
1325
First Trust Long Duration Opportunities ETF
LGOV
$621M
$681K 0.01%
30,758
-10,445
-25% -$216K
51 52
53
54 55

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.