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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGV icon
1251
Vanguard ESG US Stock ETF
ESGV
$13.6B
$413K 0.01%
5,153
-410
-7% -$33.8K
HIG icon
1252
Hartford Financial Services
HIG
$38.7B
$413K 0.01%
5,876
-1,098
-16% -$72.6K
GNW icon
1253
Genworth Financial
GNW
$3.7B
$411K 0.01%
109,718
-49,705
-31% -$177K
ETV
1254
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.77B
$410K 0.01%
25,613
+3,990
+18% +$65.7K
KBWY icon
1255
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$305M
$409K 0.01%
+17,685
New +$419K
DNL icon
1256
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$502M
$408K 0.01%
10,085
-5,230
-34% -$222K
NTLA icon
1257
Intellia Therapeutics
NTLA
$1.68B
$407K 0.01%
3,031
-256
-8% -$38.8K
MRSH
1258
Marsh
MRSH
$91B
$406K 0.01%
2,680
+78
+3% +$11.8K
VTLE
1259
DELISTED
Vital Energy
VTLE
$405K 0.01%
5,000
– –
XSLV icon
1260
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$405K 0.01%
8,589
-212
-2% -$10K
HFRO
1261
Highland Opportunities and Income Fund
HFRO
$407M
$404K 0.01%
37,555
-4,264
-10% -$45.7K
SAP icon
1262
SAP
SAP
$241B
$402K 0.01%
2,979
+389
+15% +$56.5K
AGNC icon
1263
AGNC Investment
AGNC
$12.8B
$401K 0.01%
25,421
-7
-0% -$113
LPLA icon
1264
LPL Financial
LPLA
$29.3B
$401K 0.01%
2,561
-841
-25% -$121K
SWK icon
1265
Stanley Black & Decker
SWK
$15.5B
$401K 0.01%
2,287
+99
+5% +$19.3K
CANG
1266
Cango Inc
CANG
$67.7M
$400K 0.01%
+9,955
New +$427K
OLED icon
1267
Universal Display
OLED
$4.16B
$400K 0.01%
2,338
-6
-0.3% -$1.24K
RIO icon
1268
Rio Tinto
RIO
$166B
$400K 0.01%
5,986
-461
-7% -$36K
ZD icon
1269
Ziff Davis
ZD
$2B
$400K 0.01%
3,365
+59
+2% +$7.08K
DECK icon
1270
Deckers Outdoor
DECK
$13.3B
$399K 0.01%
6,642
-2,766
-29% -$190K
OBDC icon
1271
Blue Owl Capital
OBDC
$5.7B
$399K 0.01%
28,248
+236
+0.8% +$3.42K
VSXY
1272
Victoria's Secret
VSXY
$7.95B
$398K 0.01%
+7,209
New +$438K
HPQ icon
1273
HP
HPQ
$27.3B
$397K 0.01%
14,526
+242
+2% +$6.95K
APTS
1274
DELISTED
Preferred Apartment Communities, Inc.
APTS
$395K 0.01%
32,285
+620
+2% +$7.01K
OMFL icon
1275
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
$393K 0.01%
+8,494
New +$400K
49 50
51
52 53

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.