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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $110B
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+26.29%
3 Year Est. Return
+73.42%
5 Year Est. Return
+77.8%
10 Year Est. Return
+243.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1226
Western Digital
WDC
$158B
$733K 0.01%
21,257
-550
-3% -$17.4K
YMAR icon
1227
FT Vest International Equity Moderate Buffer ETF March
YMAR
$165M
$733K 0.01%
36,050
-3,461
-9% -$72.7K
EFIV icon
1228
State Street SPDR S&P 500 ESG ETF
EFIV
$1.04B
$732K 0.01%
17,650
-579
-3% -$25K
VFC icon
1229
VF Corp
VFC
$5.75B
$730K 0.01%
41,339
+127
+0.3% +$2.42K
VRP icon
1230
Invesco Variable Rate Preferred ETF
VRP
$3.01B
$728K 0.01%
32,554
-6,365
-16% -$143K
PCAR icon
1231
PACCAR
PCAR
$69B
$728K 0.01%
8,563
+1,619
+23% +$138K
VTRS icon
1232
Viatris
VTRS
$18.7B
$727K 0.01%
73,775
-336,000
-82% -$3.5M
TYL icon
1233
Tyler Technologies
TYL
$13B
$727K 0.01%
1,883
-2
-0.1% -$785
DBJA
1234
DELISTED
Innovator Double Stacker 9 Buffer ETF - January
DBJA
$726K 0.01%
25,380
-1,632
-6% -$46.5K
HCMT icon
1235
Direxion HCM Tactical Enhanced US ETF
HCMT
$611M
$726K 0.01%
30,537
-1,888
-6% -$48.6K
ISCV icon
1236
iShares Morningstar Small-Cap Value ETF
ISCV
$704M
$724K 0.01%
13,975
– –
DYLD icon
1237
LeaderShares Dynamic Yield ETF
DYLD
$40.1M
$719K 0.01%
33,000
-4,382
-12% -$97.2K
AGNC icon
1238
AGNC Investment
AGNC
$13B
$718K 0.01%
76,030
+14,645
+24% +$145K
PJAN icon
1239
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$714K 0.01%
20,525
-2,027
-9% -$71.6K
WEA
1240
Western Asset Premier Bond Fund
WEA
$125M
$713K 0.01%
70,618
-3,090
-4% -$33.1K
AIG icon
1241
American International
AIG
$40B
$711K 0.01%
11,733
-477
-4% -$28.5K
JPS
1242
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$711K 0.01%
115,207
+13,023
+13% +$82.8K
FTGS icon
1243
First Trust Growth Strength ETF
FTGS
$1.36B
$710K 0.01%
29,858
+8,782
+42% +$211K
ISD
1244
PGIM High Yield Bond Fund
ISD
$420M
$709K 0.01%
60,197
-3,598
-6% -$44K
MKL icon
1245
Markel Group
MKL
$22.9B
$707K 0.01%
480
-13
-3% -$19K
BC icon
1246
Brunswick
BC
$5.12B
$706K 0.01%
8,934
-9
-0.1% -$741
PB icon
1247
Prosperity Bancshares
PB
$8.93B
$704K 0.01%
12,897
-6,249
-33% -$363K
SONY icon
1248
Sony
SONY
$137B
$704K 0.01%
42,705
+2,525
+6% +$44.1K
OCSL icon
1249
Oaktree Specialty Lending
OCSL
$1.12B
$700K 0.01%
34,793
-9,520
-21% -$190K
TLTD icon
1250
FlexShares Morningstar Developed Markets ex-US Factor Tilt Index Fund
TLTD
$689M
$700K 0.01%
11,185
+1,080
+11% +$70.2K
48 49
50
51 52

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.