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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIA icon
101
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$23M 0.19%
60,912
+1,140
+2% +$398K
FBND icon
102
Fidelity Total Bond ETF
FBND
$27.3B
$22.9M 0.19%
498,048
+24,101
+5% +$1.06M
VIG icon
103
Vanguard Dividend Appreciation ETF
VIG
$114B
$22.9M 0.19%
134,283
+689
+0.5% +$111K
CAT icon
104
Caterpillar
CAT
$387B
$22.9M 0.19%
77,355
+2,375
+3% +$616K
PFE icon
105
Pfizer
PFE
$153B
$22.8M 0.19%
792,559
-84,426
-10% -$2.55M
IPAC icon
106
iShares Core MSCI Pacific ETF
IPAC
$2.77B
$22.7M 0.18%
381,223
-20,375
-5% -$1.15M
SDY icon
107
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$22.5M 0.18%
179,743
-13,350
-7% -$1.57M
SPHQ icon
108
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$22.5M 0.18%
415,212
+58,340
+16% +$3M
IWO icon
109
iShares Russell 2000 Growth ETF
IWO
$15B
$22.4M 0.18%
88,781
-827
-0.9% -$186K
PEP icon
110
PepsiCo
PEP
$190B
$22M 0.18%
129,550
+9,321
+8% +$1.55M
BLV icon
111
Vanguard Long-Term Bond ETF
BLV
$5.74B
$21.8M 0.18%
292,455
+27,012
+10% +$1.85M
GSUS icon
112
Goldman Sachs MarketBeta US Equity ETF
GSUS
$3.3B
$21.8M 0.18%
333,265
-79,049
-19% -$4.83M
HYS icon
113
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$21.6M 0.18%
231,534
-10,999
-5% -$998K
TDIV icon
114
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.43B
$21.4M 0.17%
333,404
+3,634
+1% +$215K
CALF icon
115
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.84B
$21.2M 0.17%
440,676
+180,763
+70% +$7.76M
SHYG icon
116
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
$21.2M 0.17%
501,132
+83,838
+20% +$3.46M
FNDF icon
117
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$21.1M 0.17%
625,533
+56,882
+10% +$1.82M
XLE icon
118
State Street Energy Select Sector SPDR ETF
XLE
$37.6B
$21M 0.17%
499,788
+492
+0.1% +$21K
CGUS icon
119
Capital Group Core Equity ETF
CGUS
$11.9B
$20.8M 0.17%
735,669
+81,435
+12% +$2.15M
VTWG icon
120
Vanguard Russell 2000 Growth ETF
VTWG
$1.55B
$20.6M 0.17%
112,319
+63,682
+131% +$10.4M
VZ icon
121
Verizon
VZ
$196B
$20.6M 0.17%
546,537
-49,358
-8% -$1.75M
BA icon
122
Boeing
BA
$185B
$20.6M 0.17%
78,950
-5,426
-6% -$1.16M
VMBS icon
123
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$20.5M 0.17%
441,589
-48,701
-10% -$2.15M
NFLX icon
124
Netflix
NFLX
$309B
$19.9M 0.16%
408,020
-12,330
-3% -$538K
SDVY icon
125
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$19.8M 0.16%
602,828
+185,418
+44% +$5.41M
3 4
5
6 7

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.