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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
101
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$22M 0.19%
112,712
+11,347
+11% +$2.32M
HYS icon
102
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.77B
$21.9M 0.19%
242,533
+2,397
+1% +$218K
IWB icon
103
iShares Russell 1000 ETF
IWB
$50.2B
$21.5M 0.19%
91,598
+11,034
+14% +$2.7M
VMBS icon
104
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.7B
$21.5M 0.19%
490,290
+25,137
+5% +$1.13M
IEI icon
105
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$21.4M 0.18%
189,126
+73,088
+63% +$8.36M
FTSM icon
106
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$21.2M 0.18%
357,294
-33,998
-9% -$2.03M
LMT icon
107
Lockheed Martin
LMT
$136B
$21M 0.18%
51,397
+2,972
+6% +$1.32M
SCHF icon
108
Schwab International Equity ETF
SCHF
$68.7B
$21M 0.18%
1,234,722
-126,150
-9% -$2.23M
VIG icon
109
Vanguard Dividend Appreciation ETF
VIG
$114B
$20.8M 0.18%
133,594
-6,574
-5% -$1.07M
SPYM
110
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$20.7M 0.18%
411,614
-20,757
-5% -$1.09M
GLD icon
111
SPDR Gold Trust
GLD
$142B
$20.7M 0.18%
120,493
-7,347
-6% -$1.31M
FBND icon
112
Fidelity Total Bond ETF
FBND
$27.3B
$20.6M 0.18%
473,947
+238,808
+102% +$10.7M
CSCO icon
113
Cisco
CSCO
$479B
$20.6M 0.18%
383,341
-25,393
-6% -$1.37M
CAT icon
114
Caterpillar
CAT
$387B
$20.5M 0.18%
74,980
+4,383
+6% +$1.19M
PEP icon
115
PepsiCo
PEP
$190B
$20.4M 0.18%
120,229
+6,838
+6% +$1.24M
GCOR icon
116
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$20.4M 0.18%
512,637
+84,187
+20% +$3.43M
DFUS
117
Dimensional US Equity ETF
DFUS
$21.6B
$20.3M 0.17%
435,183
+16,951
+4% +$820K
IWO icon
118
iShares Russell 2000 Growth ETF
IWO
$15B
$20.1M 0.17%
89,608
-775
-0.9% -$185K
DIA icon
119
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$20M 0.17%
59,772
-7,876
-12% -$2.73M
SUB icon
120
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$19.5M 0.17%
189,270
-72,776
-28% -$7.55M
SPTL icon
121
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.8B
$19.4M 0.17%
739,965
+169,980
+30% +$4.78M
VZ icon
122
Verizon
VZ
$196B
$19.3M 0.17%
595,895
-16,444
-3% -$556K
AMD icon
123
Advanced Micro Devices
AMD
$789B
$19.1M 0.16%
185,713
+9,633
+5% +$1.05M
SGOV icon
124
iShares 0-3 Month Treasury Bond ETF
SGOV
$101B
$18.8M 0.16%
186,336
+166,525
+841% +$16.7M
NEAR icon
125
iShares Short Maturity Bond ETF
NEAR
$4.88B
$18.7M 0.16%
374,338
-27,542
-7% -$1.37M
3 4
5
6 7

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Marshall Wace
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BNP Paribas Asset Management
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Mariner
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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.