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Cetera Investment Advisers Portfolio holdings
AUM
$94B
1-Year Est. Return
20.14%
This Fund
S&P 500
This Quarter
Est. Return
+2.55%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$233M
AUM Growth
-$22.5M
(-8.8%)
Cap. Flow
-$27.1M
Cap. Flow
% of AUM
-11.62%
Top 10 Holdings %
Top 10 Hldgs %
19.44%
Holding
334
New
37
Increased
102
Reduced
132
Closed
55
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares National Muni Bond ETF
MUB
|
+$2.11M |
| 2 |
iShares Russell Mid-Cap Growth ETF
IWP
|
+$1.86M |
| 3 |
iShares Core S&P Small-Cap ETF
IJR
|
+$1.8M |
| 4 |
VanEck High Yield Muni ETF
HYD
|
+$1.65M |
| 5 |
iShares MSCI Emerging Markets ETF
EEM
|
+$1.63M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$3.11M |
| 2 |
PPL
PPL Corp
PPL
|
+$2.15M |
| 3 |
iShares Russell Mid-Cap Value ETF
IWS
|
+$1.94M |
| 4 |
Truist Financial
TFC
|
+$1.4M |
| 5 |
Apple
AAPL
|
+$1.25M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Communication Services | 5.39% |
| 2 | Industrials | 5.2% |
| 3 | Healthcare | 4.62% |
| 4 | Technology | 4.56% |
| 5 | Financials | 4.39% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
101
Vanguard Dividend Appreciation ETF
VIG
$114B
| $660K | 0.28% |
7,873
-2,607
| -25% | -$221K |
|
|
PPL
102
PPL Corp
PPL
$26B
| $658K | 0.28% |
18,990
-59,726
| -76% | -$2.15M |
|
103
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.39B
| $657K | 0.28% |
13,213
-4,044
| -23% | -$197K |
|
104
Merck
MRK
$317B
| $640K | 0.27% |
10,810
-10,378
| -49% | -$607K |
|
105
Vanguard Energy ETF
VDE
$9.84B
| $637K | 0.27% |
6,508
-5,614
| -46% | -$533K |
|
106
Vanguard High Dividend Yield ETF
VYM
$82.3B
| $602K | 0.26% |
8,350
-951
| -10% | -$69.1K |
|
107
Amazon
AMZN
$2.94T
| $600K | 0.26% |
14,340
-700
| -5% | -$26.8K |
|
108
ConocoPhillips
COP
$140B
| $600K | 0.26% |
13,872
-12,001
| -46% | -$499K |
|
109
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
| $594K | 0.26% |
11,254
+162
| +1% | +$8.57K |
|
110
Walmart Inc
WMT
$892B
| $586K | 0.25% |
24,330
+5,853
| +32% | +$142K |
|
111
Schwab U.S Small- Cap ETF
SCHA
$22.8B
| $572K | 0.25% |
+39,820
| New | +$565K |
|
112
T. Rowe Price
TROW
$24.2B
| $563K | 0.24% |
8,460
-4,060
| -32% | -$283K |
|
113
NextEra Energy
NEE
$176B
| $562K | 0.24% |
18,396
+2,240
| +14% | +$70.6K |
|
114
Cisco
CSCO
$476B
| $560K | 0.24% |
17,666
-33,166
| -65% | -$1.02M |
|
115
AutoZone
AZO
$50.1B
| $555K | 0.24% |
722
| – | – |
|
116
Caterpillar
CAT
$394B
| $552K | 0.24% |
6,228
-456
| -7% | -$37.3K |
|
117
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
| $549K | 0.24% |
4,347
+552
| +15% | +$69.9K |
|
|
PCN
118
PIMCO Corporate & Income Strategy Fund
PCN
$882M
| $548K | 0.24% |
35,587
+13,250
| +59% | +$205K |
|
119
Eli Lilly
LLY
$1.06T
| $538K | 0.23% |
6,700
-5,190
| -44% | -$415K |
|
120
Union Pacific
UNP
$175B
| $537K | 0.23% |
5,509
-1,074
| -16% | -$100K |
|
|
RCS
121
PIMCO Strategic Income Fund
RCS
$248M
| $533K | 0.23% |
53,006
-967
| -2% | -$9.77K |
|
122
PepsiCo
PEP
$189B
| $530K | 0.23% |
4,866
-4,875
| -50% | -$525K |
|
123
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
| $530K | 0.23% |
5,000
| – | – |
|
124
Alibaba
BABA
$304B
| $526K | 0.23% |
4,990
+1,815
| +57% | +$168K |
|
125
iShares MBS ETF
MBB
$39B
| $525K | 0.23% |
4,771
+2,457
| +106% | +$270K |
|
Similar funds
Cetera Investment Advisers's Q3 2016 Portfolio in Review
As of Q3 2016, Cetera Investment Advisers held 334 positions worth $233M, down 8.8% from $255M the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Cetera Investment Advisers withdrew a net $27.1M in Q3 2016, closing 55 positions and reducing 132 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.94M position sold in full.
By sector, the portfolio is most concentrated in Communication Services at 5.4% of assets, down from 6% a quarter earlier, followed by Industrials and Healthcare.
Against the trend, Cetera Investment Advisers opened a new position in iShares Russell Mid-Cap Growth ETF worth $1.87M.
- Cetera Investment Advisers's largest Q3 2016 buy was iShares Russell Mid-Cap Growth ETF: 38,414 shares worth $1.87M.
- Cetera Investment Advisers added most to iShares National Muni Bond ETF in Q3 2016, an estimated $2.11M increase.
- Cetera Investment Advisers's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.11M.
- Cetera Investment Advisers fully exited iShares Russell Mid-Cap Value ETF in Q3 2016, selling an estimated $1.94M.
- Cetera Investment Advisers's ten largest holdings make up 19% of its $233M portfolio in Q3 2016.
- Cetera Investment Advisers opened 37 new positions and closed 55 in Q3 2016.
- Cetera Investment Advisers's portfolio value fell 8.8% quarter-over-quarter to $233M.
Based on Cetera Investment Advisers's 13F filing for Q3 2016, filed 15 Nov 2016.