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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCEP icon
1201
Coca-Cola Europacific Partners
CCEP
$46.9B
$454K 0.01%
8,209
-700
-8% -$41.6K
UOCT icon
1202
Innovator US Equity Ultra Buffer ETF October
UOCT
$181M
$454K 0.01%
16,342
-1,192
-7% -$33.1K
XLG icon
1203
Invesco S&P 500 Top 50 ETF
XLG
$11B
$453K 0.01%
13,730
-640
-4% -$21.7K
POR icon
1204
Portland General Electric
POR
$5.66B
$452K 0.01%
9,623
+524
+6% +$25.8K
PSCM icon
1205
Invesco S&P SmallCap Materials ETF
PSCM
$21.5M
$452K 0.01%
7,138
-40,685
-85% -$2.61M
AXON
1206
Axon Enterprise
AXON
$48.4B
$449K 0.01%
2,563
+294
+13% +$53.4K
QLC icon
1207
FlexShares US Quality Large Cap Index Fund
QLC
$1.05B
$449K 0.01%
9,460
+273
+3% +$13.4K
RODM icon
1208
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$449K 0.01%
14,908
-3,601
-19% -$112K
TFII icon
1209
TFI International
TFII
$11.4B
$449K 0.01%
4,391
-2,640
-38% -$282K
THW
1210
abrdn World Healthcare Fund
THW
$557M
$449K 0.01%
27,307
-2,821
-9% -$47.4K
TREX icon
1211
Trex
TREX
$4.91B
$449K 0.01%
4,409
+167
+4% +$17.5K
HE icon
1212
Hawaiian Electric Industries
HE
$2.02B
$448K 0.01%
10,961
+337
+3% +$14.5K
VYX icon
1213
NCR Voyix
VYX
$1.09B
$448K 0.01%
18,836
+6,520
+53% +$170K
QDEF icon
1214
FlexShares Quality Dividend Defensive Index Fund
QDEF
$561M
$447K 0.01%
8,407
-587
-7% -$32.3K
IYY icon
1215
iShares Dow Jones US ETF
IYY
$3.07B
$445K 0.01%
4,127
– –
PTON icon
1216
Peloton Interactive
PTON
$2.42B
$445K 0.01%
5,107
+953
+23% +$105K
CDNS icon
1217
Cadence Design Systems
CDNS
$91.4B
$443K 0.01%
2,928
+71
+2% +$10.8K
SWZ
1218
Swiss Helvetia Fund
SWZ
$77.5M
$443K 0.01%
48,300
+21,100
+78% +$206K
IXC icon
1219
iShares Global Energy ETF
IXC
$2.72B
$441K 0.01%
16,430
-295
-2% -$7.4K
RITM icon
1220
Rithm Capital
RITM
$5.65B
$441K 0.01%
40,114
+1,693
+4% +$17.4K
EZU icon
1221
iShare MSCI Eurozone ETF
EZU
$9.88B
$440K 0.01%
9,147
+482
+6% +$24.1K
HNDL icon
1222
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
$439K 0.01%
17,587
+2,801
+19% +$71.9K
UTF icon
1223
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$439K 0.01%
16,217
-25
-0.2% -$711
VSGX icon
1224
Vanguard ESG International Stock ETF
VSGX
$6.73B
$439K 0.01%
7,105
– –
EXPE icon
1225
Expedia Group
EXPE
$37.7B
$438K 0.01%
2,672
-259
-9% -$40K
47 48
49
50 51

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VOYA Investment Management
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Qube Research & Technologies (QRT)
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Focus Partners Wealth
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Marshall Wace
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BNP Paribas Asset Management
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Mariner
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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.