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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUBD icon
1151
Nuveen ESG US Aggregate Bond ETF
NUBD
$464M
$495K 0.01%
19,145
+2,006
+12% +$52.5K
NEV
1152
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$495K 0.01%
31,228
-300
-1% -$5.04K
CHGG icon
1153
Chegg
CHGG
$94.8M
$493K 0.01%
7,241
+232
+3% +$18.9K
TRGP icon
1154
Targa Resources
TRGP
$57.1B
$493K 0.01%
10,023
+83
+0.8% +$3.65K
BJUN icon
1155
Innovator US Equity Buffer ETF June
BJUN
$322M
$492K 0.01%
+15,012
New +$497K
AOS icon
1156
A.O. Smith
AOS
$8.48B
$490K 0.01%
8,021
-429
-5% -$30K
RACE icon
1157
Ferrari
RACE
$71.5B
$490K 0.01%
2,338
-11
-0.5% -$2.36K
CPNG icon
1158
Coupang
CPNG
$29.1B
$489K 0.01%
17,555
+10,356
+144% +$358K
DM
1159
DELISTED
Desktop Metal, Inc.
DM
$487K 0.01%
+6,793
New +$590K
SNA icon
1160
Snap-on
SNA
$21.3B
$486K 0.01%
2,327
-177
-7% -$39.2K
GLOB icon
1161
Globant
GLOB
$1.66B
$484K 0.01%
1,723
+226
+15% +$62K
LEN icon
1162
Lennar Class A
LEN
$20.6B
$484K 0.01%
5,335
-275
-5% -$27.2K
MRO
1163
DELISTED
Marathon Oil Corporation
MRO
$484K 0.01%
35,378
-95,048
-73% -$1.15M
SAIC icon
1164
Saic
SAIC
$5.3B
$480K 0.01%
5,607
+259
+5% +$22.2K
QSR icon
1165
Restaurant Brands International
QSR
$25.4B
$479K 0.01%
7,822
+1,848
+31% +$118K
WSO icon
1166
Watsco Inc
WSO
$13.5B
$479K 0.01%
1,812
-86
-5% -$24.1K
HIBB
1167
DELISTED
Hibbett, Inc. Common Stock
HIBB
$479K 0.01%
+6,767
New +$591K
THO icon
1168
Thor Industries
THO
$4.14B
$478K 0.01%
3,897
-1,405
-26% -$160K
USIG icon
1169
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$478K 0.01%
7,960
+203
+3% +$12.4K
OXY icon
1170
Occidental Petroleum
OXY
$58.6B
$477K 0.01%
16,126
-3,509
-18% -$93.7K
FLC
1171
Flaherty & Crumrine Total Return Fund
FLC
$175M
$476K 0.01%
19,868
+9,846
+98% +$237K
RBLX icon
1172
Roblox
RBLX
$26.5B
$476K 0.01%
6,297
+3,837
+156% +$315K
QTAP icon
1173
Innovator Growth Accelerated Plus ETF April
QTAP
$20.8M
$475K 0.01%
+16,772
New +$481K
RAVI icon
1174
FlexShares Ultra-Short Income Fund
RAVI
$1.5B
$475K 0.01%
6,237
-125
-2% -$9.52K
CFG icon
1175
Citizens Financial Group
CFG
$30.6B
$473K 0.01%
10,067
+333
+3% +$14.6K
45 46
47
48 49

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.