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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $110B
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+26.29%
3 Year Est. Return
+73.42%
5 Year Est. Return
+77.8%
10 Year Est. Return
+243.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVT icon
1076
nVent Electric
NVT
$27.7B
$940K 0.01%
17,749
+2,418
+16% +$130K
HUBS icon
1077
HubSpot
HUBS
$10.5B
$938K 0.01%
1,905
+50
+3% +$26.1K
NJAN icon
1078
Innovator Growth-100 Power Buffer ETF January
NJAN
$355M
$938K 0.01%
23,107
-6,923
-23% -$279K
DSEP icon
1079
FT Vest US Equity Deep Buffer ETF September
DSEP
$355M
$934K 0.01%
27,420
-14,125
-34% -$487K
IPAY icon
1080
Amplify Mobile Payments ETF
IPAY
$179M
$929K 0.01%
23,749
-2,364
-9% -$100K
VIOV icon
1081
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.89B
$928K 0.01%
12,047
-395
-3% -$32.5K
RODM icon
1082
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.65B
$921K 0.01%
35,907
+12,843
+56% +$338K
FISR icon
1083
State Street Fixed Income Sector Rotation ETF
FISR
$495M
$918K 0.01%
37,136
-1,347
-4% -$34.2K
IBDQ
1084
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
$917K 0.01%
37,610
+2,830
+8% +$69K
OMFL icon
1085
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.86B
$912K 0.01%
+19,903
New +$966K
NDAQ icon
1086
Nasdaq
NDAQ
$53.2B
$908K 0.01%
18,691
+6,170
+49% +$313K
KMX icon
1087
CarMax
KMX
$8.21B
$902K 0.01%
12,751
+818
+7% +$67K
FMHI icon
1088
First Trust Municipal High Income ETF
FMHI
$1.01B
$901K 0.01%
19,999
+632
+3% +$29.4K
EVRG icon
1089
Evergy
EVRG
$19.1B
$901K 0.01%
17,772
-148
-0.8% -$8.4K
ARGX icon
1090
argenx
ARGX
$54.8B
$900K 0.01%
1,830
+76
+4% +$37.2K
BAB icon
1091
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$899K 0.01%
35,544
+7,133
+25% +$185K
KBR icon
1092
KBR
KBR
$4.74B
$898K 0.01%
15,234
-1,012
-6% -$62.4K
CSWC icon
1093
Capital Southwest
CSWC
$1.6B
$896K 0.01%
39,138
+1,417
+4% +$30.7K
HES
1094
DELISTED
Hess
HES
$896K 0.01%
5,854
+496
+9% +$74.7K
LKQ icon
1095
LKQ Corp
LKQ
$6.2B
$895K 0.01%
18,082
+1,234
+7% +$66K
DCF
1096
DELISTED
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc.
DCF
$894K 0.01%
115,163
+5,500
+5% +$42.5K
CPTL
1097
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$120M
$890K 0.01%
+29,814
New +$927K
BUD icon
1098
AB InBev
BUD
$156B
$888K 0.01%
16,052
+355
+2% +$20.1K
IYE icon
1099
iShares US Energy ETF
IYE
$1.79B
$883K 0.01%
18,620
+3,350
+22% +$155K
NCV
1100
Virtus Convertible & Income Fund
NCV
$391M
$882K 0.01%
70,905
+3,840
+6% +$51.2K
42 43
44
45 46

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VAM
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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.