We are live on ! Find out more
Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NWSA icon
1076
News Corp Class A
NWSA
$15.5B
$559K 0.01%
23,736
-5,595
-19% -$132K
SPHD icon
1077
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$558K 0.01%
13,180
+387
+3% +$16.9K
FND icon
1078
Floor & Decor
FND
$6.41B
$556K 0.01%
+4,602
New +$549K
SCHK icon
1079
Schwab 1000 Index ETF
SCHK
$5.93B
$555K 0.01%
26,076
+832
+3% +$18.2K
XSD icon
1080
State Street SPDR S&P Semiconductor ETF
XSD
$2.85B
$555K 0.01%
2,801
+279
+11% +$54.4K
XYL icon
1081
Xylem
XYL
$28.7B
$555K 0.01%
4,484
-531
-11% -$68.3K
INDA icon
1082
iShares MSCI India ETF
INDA
$6.6B
$553K 0.01%
+11,351
New +$529K
OIH icon
1083
VanEck Oil Services ETF
OIH
$1.97B
$553K 0.01%
+2,808
New +$534K
WHR icon
1084
Whirlpool
WHR
$2.86B
$552K 0.01%
2,706
-2,474
-48% -$543K
XOP icon
1085
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.68B
$552K 0.01%
5,704
-317
-5% -$27K
CINF icon
1086
Cincinnati Financial
CINF
$26.6B
$550K 0.01%
4,819
-492
-9% -$58.4K
NJAN icon
1087
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$550K 0.01%
13,377
-209
-2% -$8.62K
IYG icon
1088
iShares US Financial Services ETF
IYG
$2.22B
$549K 0.01%
8,754
-333
-4% -$20.9K
PML
1089
PIMCO Municipal Income Fund II
PML
$493M
$549K 0.01%
37,225
-436
-1% -$6.56K
WEA
1090
Western Asset Premier Bond Fund
WEA
$124M
$548K 0.01%
38,842
-1,200
-3% -$17.5K
PPG icon
1091
PPG Industries
PPG
$25.8B
$547K 0.01%
3,826
+44
+1% +$7.06K
NNN icon
1092
NNN REIT
NNN
$8.75B
$546K 0.01%
12,652
+327
+3% +$15.4K
BFZ
1093
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$545K 0.01%
36,945
-447
-1% -$6.69K
KCE icon
1094
State Street SPDR S&P Capital Markets ETF
KCE
$472M
$544K 0.01%
5,699
+31
+0.5% +$2.99K
PGR icon
1095
Progressive
PGR
$124B
$544K 0.01%
6,019
-369
-6% -$35.2K
HDMV icon
1096
First Trust Horizon Managed Volatility Developed International ETF
HDMV
$17.5M
$543K 0.01%
17,618
-1,301
-7% -$41.8K
ENPH icon
1097
Enphase Energy
ENPH
$5.54B
$542K 0.01%
3,616
+368
+11% +$63.1K
MMIN icon
1098
IQ MacKay Municipal Insured ETF
MMIN
$477M
$542K 0.01%
19,761
+365
+2% +$10.1K
PFO
1099
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$541K 0.01%
42,178
-818
-2% -$10.8K
MFL
1100
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$541K 0.01%
37,248
-528
-1% -$7.88K
42 43
44
45 46

Similar funds

California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS) West Sacramento, California $94.5B AUM 29.33% 1-Year Est. Return
Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
VOYA Investment Management
VOYA Investment Management Atlanta, Georgia $96.1B AUM 40.06% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
BNP Paribas Asset Management
BNP Paribas Asset Management Paris, France $86.1B AUM 29.11% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.