We are live on ! Find out more
Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TD icon
1026
Toronto Dominion Bank
TD
$201B
$609K 0.01%
9,212
+3,496
+61% +$233K
BBCA icon
1027
JPMorgan BetaBuilders Canada ETF
BBCA
$11.3B
$608K 0.01%
9,658
+1,064
+12% +$68.6K
FINX icon
1028
Global X FinTech ETF
FINX
$166M
$607K 0.01%
12,636
+1,693
+15% +$82.8K
AOM icon
1029
iShares Core Moderate Allocation ETF
AOM
$1.77B
$606K 0.01%
13,546
-374
-3% -$17K
DJP icon
1030
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$818M
$605K 0.01%
20,698
+3,257
+19% +$89.8K
AGGY icon
1031
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$603K 0.01%
11,623
+778
+7% +$40.9K
COHR
1032
DELISTED
Coherent Inc
COHR
$602K 0.01%
+2,406
New +$603K
AOR icon
1033
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.72B
$600K 0.01%
10,808
+230
+2% +$13K
IYT icon
1034
iShares US Transportation ETF
IYT
$2.27B
$599K 0.01%
9,848
-608
-6% -$38.4K
LGLV icon
1035
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.23B
$598K 0.01%
4,482
-1,478
-25% -$204K
GXO icon
1036
GXO Logistics
GXO
$5.36B
$597K 0.01%
+7,613
New +$597K
FFC
1037
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$785M
$596K 0.01%
26,778
+10,365
+63% +$237K
FLG
1038
Flagstar Bank National Association
FLG
$5.89B
$595K 0.01%
15,423
+9,672
+168% +$351K
USO icon
1039
United States Oil Fund
USO
$1.79B
$593K 0.01%
11,289
-174
-2% -$8.51K
ABMD
1040
DELISTED
Abiomed Inc
ABMD
$593K 0.01%
1,821
+740
+68% +$251K
MTZ icon
1041
MasTec
MTZ
$22B
$591K 0.01%
6,844
-889
-11% -$84.3K
RMD icon
1042
ResMed
RMD
$32.4B
$590K 0.01%
2,239
-443
-17% -$121K
SBIO icon
1043
ALPS Medical Breakthroughs ETF
SBIO
$216M
$589K 0.01%
+12,943
New +$594K
KARS icon
1044
KraneShares Electric Vehicles and Future Mobility Index ETF
KARS
$79.9M
$588K 0.01%
12,666
-1,250
-9% -$59.2K
LYFT icon
1045
Lyft
LYFT
$6.69B
$587K 0.01%
10,956
+645
+6% +$34.2K
MOMO
1046
Hello Group
MOMO
$863M
$586K 0.01%
+55,350
New +$693K
LKQ icon
1047
LKQ Corp
LKQ
$6.26B
$585K 0.01%
11,621
-812
-7% -$41.3K
SONO icon
1048
Sonos
SONO
$1.81B
$584K 0.01%
18,045
+1,200
+7% +$43.2K
ETR icon
1049
Entergy
ETR
$49.8B
$583K 0.01%
11,744
+52
+0.4% +$2.78K
BOTZ icon
1050
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.56B
$581K 0.01%
15,884
+2,126
+15% +$76.3K
40 41
42
43 44

Similar funds

California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS) West Sacramento, California $94.5B AUM 29.33% 1-Year Est. Return
Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
VOYA Investment Management
VOYA Investment Management Atlanta, Georgia $96.1B AUM 40.06% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
BNP Paribas Asset Management
BNP Paribas Asset Management Paris, France $86.1B AUM 29.11% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.