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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $110B
1-Year Est. Return 26.29%
This Fund
S&P 500
This Quarter Est. Return
+6.07%
1 Year Est. Return
+26.29%
3 Year Est. Return
+73.42%
5 Year Est. Return
+77.8%
10 Year Est. Return
+243.32%
AUM
$11.4B
AUM Growth
+$651M
Cap. Flow
+$127M
Cap. Flow %
1.11%
Top 10 Hldgs %
19.42%
Holding
2,275
New
166
Increased
1,033
Reduced
897
Closed
111

Top Buys

Rank Stock Value
1
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.9M
2
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$77.4M
3
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$46.3M
4
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$39.6M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$24.7M

Top Sells

Rank Stock Value
1
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$84.1M
2
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$39.8M
3
SHYG icon
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
+$30.6M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$22.1M
5
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$18.7M

Sector Composition

Rank Sector Weight
1 Technology 7.95%
2 Healthcare 3.72%
3 Financials 3.67%
4 Consumer Discretionary 3.09%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSMD icon
1001
Fidelity Small-Mid Multifactor ETF
FSMD
$2.6B
$1.07M 0.01%
33,016
+5,901
+22% +$193K
RCL icon
1002
Royal Caribbean
RCL
$82.2B
$1.06M 0.01%
16,279
+3,930
+32% +$259K
DIAX
1003
DELISTED
Nuveen Dow 30SM Dynamic Overwrite Fund
DIAX
$1.06M 0.01%
72,409
+27,662
+62% +$420K
AAL icon
1004
American Airlines Group
AAL
$9.94B
$1.06M 0.01%
71,974
+9,268
+15% +$144K
SCHZ icon
1005
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$1.06M 0.01%
45,164
-80
-0.2% -$1.86K
NOCT icon
1006
Innovator Growth-100 Power Buffer ETF October
NOCT
$230M
$1.06M 0.01%
27,062
-290
-1% -$10.8K
RIGS icon
1007
ALPS Strategic Income Fund
RIGS
$60.5M
$1.06M 0.01%
46,070
-1,682
-4% -$38.3K
HYXF icon
1008
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$1.06M 0.01%
23,866
+561
+2% +$24.7K
FDEC icon
1009
FT Vest US Equity Buffer ETF December
FDEC
$1.35B
$1.06M 0.01%
31,432
+4,094
+15% +$135K
DMAR icon
1010
FT Vest US Equity Deep Buffer ETF March
DMAR
$459M
$1.06M 0.01%
34,217
+14,981
+78% +$454K
BUG icon
1011
Global X Cybersecurity ETF
BUG
$1.5B
$1.05M 0.01%
44,970
+6,330
+16% +$141K
SECT icon
1012
Main Sector Rotation ETF
SECT
$2.89B
$1.05M 0.01%
25,895
+5,794
+29% +$235K
GHI icon
1013
Greystone Housing Impact Investors LP
GHI
$136M
$1.05M 0.01%
61,523
+1,515
+3% +$26.8K
VGZ icon
1014
Vista Gold
VGZ
$337M
$1.04M 0.01%
1,734,441
+44,600
+3% +$25.2K
HLN icon
1015
Haleon
HLN
$43.2B
$1.04M 0.01%
128,152
+9,748
+8% +$77.7K
SPIP icon
1016
State Street SPDR Portfolio TIPS ETF
SPIP
$1.01B
$1.04M 0.01%
39,062
-20,728
-35% -$543K
ALC icon
1017
Alcon
ALC
$35.2B
$1.04M 0.01%
14,684
-276
-2% -$19.6K
ITM icon
1018
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.04M 0.01%
22,360
-1,194
-5% -$55.1K
RWO icon
1019
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.28B
$1.03M 0.01%
25,076
-18
-0.1% -$765
KNG icon
1020
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$1.03M 0.01%
20,046
+4,578
+30% +$236K
DECW icon
1021
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$229M
$1.03M 0.01%
40,259
+21,776
+118% +$546K
WPM icon
1022
Wheaton Precious Metals
WPM
$61.9B
$1.02M 0.01%
21,228
-2,791
-12% -$122K
DRI icon
1023
Darden Restaurants
DRI
$25B
$1.02M 0.01%
6,580
-152
-2% -$22.5K
LVS icon
1024
Las Vegas Sands
LVS
$29.6B
$1.02M 0.01%
17,753
+719
+4% +$40.3K
WSO icon
1025
Watsco Inc
WSO
$12.7B
$1.02M 0.01%
3,204
+108
+3% +$31.7K
39 40
41
42 43

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1832 Asset Management
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SEI Investments
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DZ Bank
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ClearBridge Investments
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Manulife (Manufacturers Life Insurance)
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VAM
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Marshall Wace
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Cetera Investment Advisers's Q1 2023 Portfolio in Review

As of Q1 2023, Cetera Investment Advisers held 2,275 positions worth $11.4B, up 6% from $10.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers's Q1 2023 filing shows 166 new, 1,033 increased, 897 reduced and 111 closed positions. Its largest new stake was FT Vest US Equity Moderate Buffer ETF January: 125,633 shares worth $3.89M. The largest sale was iShares ESG Aware MSCI USA ETF, an estimated $84.1M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 6.7% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q1 2023 buy was FT Vest US Equity Moderate Buffer ETF January: 125,633 shares worth $3.89M.
  • Cetera Investment Advisers added most to iShares MSCI USA Quality Factor ETF in Q1 2023, an estimated $80.9M increase.
  • Cetera Investment Advisers's biggest Q1 2023 reduction was iShares ESG Aware MSCI USA ETF, cutting an estimated $84.1M.
  • Cetera Investment Advisers fully exited Innovator Laddered Allocation Buffer ETF in Q1 2023, selling an estimated $2.78M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $11.4B portfolio in Q1 2023.
  • Cetera Investment Advisers opened 166 new positions and closed 111 in Q1 2023.
  • Cetera Investment Advisers's portfolio value rose 6% quarter-over-quarter to $11.4B.

Based on Cetera Investment Advisers's 13F filing for Q1 2023, filed 15 May 2023.