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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
76
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
$17.2M 0.27%
459,053
+97,191
+27% +$3.64M
IGSB icon
77
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$17.2M 0.27%
314,385
-27,280
-8% -$1.49M
VWO icon
78
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$16.5M 0.26%
329,865
+18,284
+6% +$945K
ABBV icon
79
AbbVie
ABBV
$435B
$16.5M 0.26%
152,660
-376
-0.2% -$43K
VNQ icon
80
Vanguard Real Estate ETF
VNQ
$39.1B
$16.4M 0.26%
160,786
+9,427
+6% +$1,000K
LOW icon
81
Lowe's Companies
LOW
$125B
$16.3M 0.26%
80,280
+6,162
+8% +$1.23M
MGK icon
82
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$16.3M 0.26%
346,385
-64,220
-16% -$3.11M
BAC icon
83
Bank of America
BAC
$442B
$15.9M 0.25%
374,654
+4,363
+1% +$176K
USMV icon
84
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$15.7M 0.25%
213,727
-81,679
-28% -$6.22M
MA icon
85
Mastercard
MA
$493B
$15.4M 0.24%
44,293
+2,804
+7% +$1.02M
IUSB icon
86
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$15.3M 0.24%
287,306
+39,393
+16% +$2.12M
ARKK icon
87
ARK Innovation ETF
ARKK
$6.29B
$14.9M 0.24%
135,210
+19,678
+17% +$2.37M
SBUX icon
88
Starbucks
SBUX
$120B
$14.7M 0.23%
133,331
-6,647
-5% -$778K
VGT icon
89
Vanguard Information Technology ETF
VGT
$149B
$14.7M 0.23%
293,208
+12,128
+4% +$629K
AMD icon
90
Advanced Micro Devices
AMD
$789B
$14.6M 0.23%
142,275
+16,721
+13% +$1.71M
BNDX icon
91
Vanguard Total International Bond ETF
BNDX
$83.1B
$14.6M 0.23%
255,851
+1,726
+0.7% +$99.5K
IVE icon
92
iShares S&P 500 Value ETF
IVE
$49.8B
$14.4M 0.23%
98,865
+2,333
+2% +$348K
DFAC icon
93
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$14.4M 0.23%
540,278
-473
-0.1% -$12.9K
VYM icon
94
Vanguard High Dividend Yield ETF
VYM
$83.5B
$14.3M 0.23%
138,394
+2,073
+2% +$219K
TGT icon
95
Target
TGT
$68B
$14.2M 0.23%
62,259
-3,634
-6% -$910K
PGX icon
96
Invesco Preferred ETF
PGX
$3.78B
$14.1M 0.22%
935,026
+46,906
+5% +$712K
CWB icon
97
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.61B
$14M 0.22%
163,969
+17,244
+12% +$1.49M
MRK icon
98
Merck
MRK
$318B
$13.8M 0.22%
184,318
+3,638
+2% +$277K
IXN icon
99
iShares Global Tech ETF
IXN
$9.26B
$13.7M 0.22%
242,387
+41,051
+20% +$2.4M
MDY icon
100
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$13.7M 0.22%
28,503
-350
-1% -$172K
2 3
4
5 6

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.