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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIG icon
901
American International
AIG
$40.4B
$743K 0.01%
13,530
+6,192
+84% +$319K
EMDV icon
902
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.41M
$743K 0.01%
12,806
-2,683
-17% -$159K
IAGG icon
903
iShares Core International Aggregate Bond Fund
IAGG
$11.4B
$743K 0.01%
13,504
+521
+4% +$29K
K
904
DELISTED
Kellanova
K
$743K 0.01%
12,380
+2,100
+20% +$126K
XMHQ icon
905
Invesco S&P MidCap Quality ETF
XMHQ
$5.67B
$743K 0.01%
9,782
-21,168
-68% -$1.64M
FLQS icon
906
Franklin US Small Cap Multifactor Index ETF
FLQS
$52.7M
$740K 0.01%
19,586
-100
-0.5% -$3.82K
PHYS icon
907
Sprott Physical Gold
PHYS
$15.9B
$736K 0.01%
53,314
+110
+0.2% +$1.56K
URA icon
908
Global X Uranium ETF
URA
$6.26B
$735K 0.01%
30,888
+2,393
+8% +$50.9K
GSY icon
909
Invesco Ultra Short Duration ETF
GSY
$3.88B
$733K 0.01%
14,518
-50
-0.3% -$2.52K
IGE icon
910
iShares North American Natural Resources ETF
IGE
$780M
$732K 0.01%
24,908
-2,104
-8% -$60.5K
NKX icon
911
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$663M
$732K 0.01%
44,653
-677
-1% -$11.1K
MKC icon
912
McCormick & Company Non-Voting
MKC
$14.1B
$731K 0.01%
9,021
-851
-9% -$73.1K
KDP icon
913
Keurig Dr Pepper
KDP
$39.6B
$724K 0.01%
21,199
-65
-0.3% -$2.27K
MILN
914
Global X Millennial Consumer ETF
MILN
$103M
$724K 0.01%
16,852
+2,137
+15% +$94.1K
NAD icon
915
Nuveen Quality Municipal Income Fund
NAD
$2.77B
$722K 0.01%
46,209
-4,321
-9% -$70K
FSMB icon
916
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
$720K 0.01%
34,519
+7,756
+29% +$162K
WDC icon
917
Western Digital
WDC
$151B
$716K 0.01%
16,782
-1,319
-7% -$62.7K
PHK
918
PIMCO High Income Fund
PHK
$878M
$714K 0.01%
113,669
+32,747
+40% +$221K
PDBC icon
919
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.6B
$710K 0.01%
33,741
-5,827
-15% -$117K
GLDM icon
920
SPDR Gold MiniShares Trust
GLDM
$30B
$708K 0.01%
20,273
+525
+3% +$18.7K
AVB icon
921
AvalonBay Communities
AVB
$26.2B
$705K 0.01%
3,181
-188
-6% -$42.2K
BN icon
922
Brookfield
BN
$112B
$705K 0.01%
24,448
-6,697
-22% -$196K
ENTG icon
923
Entegris
ENTG
$23B
$705K 0.01%
5,598
+1,920
+52% +$231K
MHK icon
924
Mohawk Industries
MHK
$9.36B
$705K 0.01%
3,974
-2
-0.1% -$388
RPV icon
925
Invesco S&P 500 Pure Value ETF
RPV
$1.73B
$704K 0.01%
9,293
-790
-8% -$60.2K
35 36
37
38 39

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.