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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCHI icon
851
iShares MSCI China ETF
MCHI
$6.29B
$1.75M 0.01%
42,887
-11,389
-21% -$480K
BTI icon
852
British American Tobacco
BTI
$123B
$1.75M 0.01%
59,607
-3,979
-6% -$121K
RESP
853
DELISTED
WisdomTree U.S. ESG Fund
RESP
$1.74M 0.01%
35,287
-963
-3% -$44.5K
LVHI icon
854
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.6B
$1.74M 0.01%
62,739
+3,290
+6% +$90.2K
WBIL icon
855
WBI BullBear Quality 3000 ETF
WBIL
$31M
$1.73M 0.01%
56,151
-1,603
-3% -$47.2K
QQEW icon
856
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
$1.73M 0.01%
14,732
+945
+7% +$102K
HTRB icon
857
Hartford Total Return Bond ETF
HTRB
$2.22B
$1.73M 0.01%
50,842
+1,815
+4% +$59.1K
OXY icon
858
Occidental Petroleum
OXY
$59.2B
$1.72M 0.01%
28,745
+1,360
+5% +$83K
RIO icon
859
Rio Tinto
RIO
$165B
$1.71M 0.01%
22,925
-1,675
-7% -$112K
DOCT
860
FT Vest US Equity Deep Buffer ETF October
DOCT
$389M
$1.7M 0.01%
46,869
+33,293
+245% +$1.17M
TCAF icon
861
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.32B
$1.7M 0.01%
+61,532
New +$1.59M
HEI icon
862
HEICO Corp
HEI
$51.1B
$1.69M 0.01%
9,451
-8,380
-47% -$1.42M
TROW icon
863
T. Rowe Price
TROW
$24.3B
$1.69M 0.01%
15,696
+389
+3% +$38.7K
DOCN icon
864
DigitalOcean
DOCN
$15.2B
$1.69M 0.01%
45,943
-46
-0.1% -$1.27K
BBY icon
865
Best Buy
BBY
$17.6B
$1.67M 0.01%
21,365
+10,555
+98% +$743K
FXG icon
866
First Trust Consumer Staples AlphaDEX Fund
FXG
$228M
$1.67M 0.01%
26,465
+1,323
+5% +$79.5K
FTRI icon
867
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$131M
$1.67M 0.01%
128,126
+9,148
+8% +$115K
PPA icon
868
Invesco Aerospace & Defense ETF
PPA
$8.71B
$1.67M 0.01%
18,099
-361
-2% -$30.9K
HCA icon
869
HCA Healthcare
HCA
$89.1B
$1.66M 0.01%
6,145
-3,996
-39% -$988K
DDOG icon
870
Datadog
DDOG
$90.8B
$1.64M 0.01%
13,544
-579
-4% -$59.6K
PPL
871
PPL Corp
PPL
$26.4B
$1.64M 0.01%
60,580
-8,889
-13% -$225K
CBOE icon
872
Cboe Global Markets
CBOE
$29.6B
$1.64M 0.01%
9,173
+634
+7% +$109K
FXR icon
873
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$1.62M 0.01%
24,967
-667
-3% -$39.2K
SJNK icon
874
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1.62M 0.01%
64,375
-11,555
-15% -$283K
EVRG icon
875
Evergy
EVRG
$18.8B
$1.62M 0.01%
31,000
+13,228
+74% +$666K
33 34
35
36 37

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.