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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGHG icon
851
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
$824K 0.01%
10,900
+1,033
+10% +$78.1K
PAUG icon
852
Innovator US Equity Power Buffer ETF August
PAUG
$935M
$824K 0.01%
28,185
+7,538
+37% +$222K
SNY icon
853
Sanofi
SNY
$104B
$824K 0.01%
17,099
+47
+0.3% +$2.39K
WRK
854
DELISTED
WestRock Company
WRK
$824K 0.01%
16,527
+1,541
+10% +$77.8K
NCLH icon
855
Norwegian Cruise Line
NCLH
$8.52B
$822K 0.01%
30,765
+3,392
+12% +$86.3K
VONG icon
856
Vanguard Russell 1000 Growth ETF
VONG
$45.6B
$821K 0.01%
11,650
+963
+9% +$70.1K
NMFC icon
857
New Mountain Finance
NMFC
$726M
$820K 0.01%
61,623
-2,453
-4% -$32.8K
SOCL icon
858
Global X Social Media ETF
SOCL
$93.6M
$820K 0.01%
13,458
+722
+6% +$47.4K
IIPR icon
859
Innovative Industrial Properties
IIPR
$1.66B
$816K 0.01%
3,531
+250
+8% +$56.4K
NUMG icon
860
Nuveen ESG Mid-Cap Growth ETF
NUMG
$368M
$809K 0.01%
14,883
+2,933
+25% +$164K
CRSP icon
861
CRISPR Therapeutics
CRSP
$5.17B
$808K 0.01%
7,217
+809
+13% +$102K
MT icon
862
ArcelorMittal
MT
$55.7B
$808K 0.01%
26,785
+1,416
+6% +$46.3K
DRI icon
863
Darden Restaurants
DRI
$24.9B
$807K 0.01%
5,327
-129
-2% -$19K
CBOE icon
864
Cboe Global Markets
CBOE
$29.8B
$806K 0.01%
6,510
+804
+14% +$98.2K
CLF icon
865
Cleveland-Cliffs
CLF
$7.13B
$806K 0.01%
40,691
+26,477
+186% +$603K
SHV icon
866
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$801K 0.01%
7,252
-3,999
-36% -$442K
AMLP icon
867
Alerian MLP ETF
AMLP
$13.3B
$800K 0.01%
24,011
+5,601
+30% +$187K
PDI icon
868
PIMCO Dynamic Income Fund
PDI
$7.45B
$800K 0.01%
30,099
-831
-3% -$23.3K
ABTX
869
DELISTED
Allegiance Bancshares
ABTX
$799K 0.01%
20,935
+238
+1% +$8.73K
DFAI
870
Dimensional International Core Equity Market ETF
DFAI
$17.9B
$798K 0.01%
+27,605
New +$817K
MNST icon
871
Monster Beverage
MNST
$89.6B
$797K 0.01%
35,908
+1,420
+4% +$33.6K
ZBH icon
872
Zimmer Biomet
ZBH
$18.7B
$797K 0.01%
5,609
+126
+2% +$18.5K
DTE icon
873
DTE Energy
DTE
$28.5B
$796K 0.01%
7,123
-1,061
-13% -$124K
WAT icon
874
Waters Corp
WAT
$40.4B
$795K 0.01%
2,224
+34
+2% +$13.3K
ORLY icon
875
O'Reilly Automotive
ORLY
$74.6B
$793K 0.01%
19,455
-6,300
-24% -$252K
33 34
35
36 37

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.