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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QARP icon
801
Xtrackers Russell 1000 US Quality at a Reasonable Price ETF
QARP
$78.5M
$1.98M 0.02%
+44,366
New +$1.88M
FANG icon
802
Diamondback Energy
FANG
$56.7B
$1.97M 0.02%
12,716
-1,629
-11% -$255K
EMLP icon
803
First Trust North American Energy Infrastructure Fund
EMLP
$4.12B
$1.97M 0.02%
71,033
-9,855
-12% -$266K
NULG icon
804
Nuveen ESG Large-Cap Growth ETF
NULG
$2.77B
$1.96M 0.02%
28,277
-1,407
-5% -$89.5K
GOF icon
805
Guggenheim Strategic Opportunities Fund
GOF
$2.27B
$1.96M 0.02%
153,392
+62,111
+68% +$810K
TWLO icon
806
Twilio
TWLO
$39.4B
$1.96M 0.02%
25,807
+2,785
+12% +$174K
BILL icon
807
BILL Holdings
BILL
$4.95B
$1.96M 0.02%
23,969
-790
-3% -$64.9K
FJP icon
808
First Trust Japan AlphaDEX Fund
FJP
$260M
$1.96M 0.02%
38,804
+7,790
+25% +$384K
PHYS icon
809
Sprott Physical Gold
PHYS
$15.8B
$1.95M 0.02%
122,353
+8,272
+7% +$127K
QSR icon
810
Restaurant Brands International
QSR
$25.6B
$1.95M 0.02%
24,946
+16,328
+189% +$1.14M
SGOL icon
811
abrdn Physical Gold Shares ETF
SGOL
$7.47B
$1.95M 0.02%
98,604
-13,804
-12% -$261K
ROK icon
812
Rockwell Automation
ROK
$49.5B
$1.94M 0.02%
6,256
+1,187
+23% +$333K
DAL icon
813
Delta Air Lines
DAL
$59.2B
$1.93M 0.02%
48,083
+1,240
+3% +$45K
HYMB icon
814
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$1.92M 0.02%
75,892
+18,322
+32% +$443K
HYDB icon
815
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$1.91M 0.02%
41,324
+28,352
+219% +$1.26M
FUND
816
Sprott Focus Trust
FUND
$317M
$1.91M 0.02%
238,230
+2,834
+1% +$21.2K
OMFL icon
817
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.87B
$1.91M 0.02%
37,070
+17,167
+86% +$810K
ITM icon
818
VanEck Intermediate Muni ETF
ITM
$2.13B
$1.9M 0.02%
40,458
+5,204
+15% +$234K
TRV icon
819
Travelers Companies
TRV
$78.7B
$1.9M 0.02%
9,981
+693
+7% +$120K
MGV icon
820
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$1.9M 0.02%
17,372
-502
-3% -$51.9K
FXN icon
821
First Trust Energy AlphaDEX Fund
FXN
$390M
$1.9M 0.02%
113,643
-23,210
-17% -$395K
CME icon
822
CME Group
CME
$93.9B
$1.89M 0.02%
8,981
-919
-9% -$196K
SLV icon
823
iShares Silver Trust
SLV
$31.6B
$1.89M 0.02%
86,640
-378,689
-81% -$8.06M
SJM icon
824
J.M. Smucker
SJM
$12.7B
$1.89M 0.02%
14,924
+941
+7% +$109K
MSCI icon
825
MSCI
MSCI
$41B
$1.88M 0.02%
3,329
-660
-17% -$341K
31 32
33
34 35

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BNP Paribas Asset Management
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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.