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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCID icon
801
Lucid Motors
LCID
$2.6B
$913K 0.01%
3,599
+1,984
+123% +$460K
MNA icon
802
IQ ARB Merger Arbitrage ETF
MNA
$253M
$912K 0.01%
27,749
-9,883
-26% -$328K
SE icon
803
Sea Limited
SE
$70.3B
$911K 0.01%
2,857
+740
+35% +$227K
REM icon
804
iShares Mortgage Real Estate ETF
REM
$538M
$910K 0.01%
25,157
+453
+2% +$16.5K
BSX icon
805
Boston Scientific
BSX
$73.1B
$907K 0.01%
20,907
+1,403
+7% +$62.1K
INCE
806
Franklin Income Equity Focus ETF
INCE
$277M
$907K 0.01%
19,423
+20
+0.1% +$965
EMLP icon
807
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
$905K 0.01%
38,214
-12,498
-25% -$304K
PDP icon
808
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$903K 0.01%
10,099
-27
-0.3% -$2.48K
FICO icon
809
Fair Isaac
FICO
$22.7B
$900K 0.01%
2,262
-58
-3% -$27.6K
HRL icon
810
Hormel Foods
HRL
$13.6B
$900K 0.01%
21,946
-2,955
-12% -$133K
NWL icon
811
Newell Brands
NWL
$2.51B
$900K 0.01%
40,646
-14,259
-26% -$364K
HAL icon
812
Halliburton
HAL
$28B
$894K 0.01%
41,346
+2,368
+6% +$48.5K
JPS
813
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$894K 0.01%
91,176
+11,496
+14% +$115K
AFRM icon
814
Affirm
AFRM
$25.3B
$889K 0.01%
+7,463
New +$596K
FJUL icon
815
FT Vest US Equity Buffer ETF July
FJUL
$1.26B
$889K 0.01%
25,664
+13,021
+103% +$456K
CAG icon
816
Conagra Brands
CAG
$7.07B
$886K 0.01%
26,145
+4,638
+22% +$157K
PPA icon
817
Invesco Aerospace & Defense ETF
PPA
$8.72B
$886K 0.01%
12,325
-324
-3% -$23.8K
BYD icon
818
Boyd Gaming
BYD
$5.92B
$885K 0.01%
13,993
+151
+1% +$8.95K
EWG icon
819
iShares MSCI Germany ETF
EWG
$1.67B
$884K 0.01%
26,858
-2,275
-8% -$78.6K
ANGL icon
820
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$883K 0.01%
26,705
-6,950
-21% -$230K
HYXF icon
821
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$195M
$881K 0.01%
16,848
+4,985
+42% +$262K
EL icon
822
Estee Lauder
EL
$31.5B
$879K 0.01%
2,931
-917
-24% -$300K
PCQ
823
Pimco California Municipal Income Fund
PCQ
$168M
$876K 0.01%
46,348
-4,114
-8% -$78K
FMNB icon
824
Farmers National Banc Corp
FMNB
$931M
$873K 0.01%
55,591
-9,436
-15% -$145K
RTL
825
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$873K 0.01%
108,589
-9,988
-8% -$84.4K
31 32
33
34 35

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.