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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SECT icon
751
Main Sector Rotation ETF
SECT
$2.88B
$2.25M 0.02%
48,324
+1,753
+4% +$76.5K
BLOK icon
752
Amplify Blockchain Technology ETF
BLOK
$1.05B
$2.24M 0.02%
75,189
-184
-0.2% -$4.33K
LECO icon
753
Lincoln Electric
LECO
$15.1B
$2.24M 0.02%
10,310
-97
-0.9% -$18.7K
PEY icon
754
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$2.23M 0.02%
105,399
+18,723
+22% +$364K
TRP icon
755
TC Energy
TRP
$66B
$2.22M 0.02%
56,705
-1,338
-2% -$48.8K
EDOW icon
756
First Trust Dow 30 Equal Weight ETF
EDOW
$324M
$2.22M 0.02%
68,069
-4,845
-7% -$147K
XISE icon
757
FT Vest US Equity Buffer & Premium Income ETF September
XISE
$35.7M
$2.22M 0.02%
72,197
+54,284
+303% +$1.65M
XSEP icon
758
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$136M
$2.2M 0.02%
61,353
+166
+0.3% +$5.77K
NVS icon
759
Novartis
NVS
$298B
$2.2M 0.02%
21,758
-1,121
-5% -$108K
BABA icon
760
Alibaba
BABA
$317B
$2.2M 0.02%
28,323
-1,493
-5% -$119K
PXF icon
761
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.94B
$2.19M 0.02%
46,302
+13,987
+43% +$621K
XYLD icon
762
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$2.19M 0.02%
55,450
+1,951
+4% +$76K
GNTX icon
763
Gentex
GNTX
$5.02B
$2.19M 0.02%
66,942
+842
+1% +$26K
SMAY icon
764
FT Vest US Small Cap Moderate Buffer ETF May
SMAY
$110M
$2.19M 0.02%
99,291
+7,930
+9% +$163K
HIG icon
765
Hartford Financial Services
HIG
$38.7B
$2.18M 0.02%
27,082
-471
-2% -$35.5K
BRK.A icon
766
Berkshire Hathaway Class A
BRK.A
$1.13T
$2.17M 0.02%
4
– –
WBIG icon
767
WBI BullBear Yield 3000 ETF
WBIG
$32.4M
$2.16M 0.02%
93,667
-1,442
-2% -$31.8K
DOX icon
768
Amdocs
DOX
$6.22B
$2.16M 0.02%
24,570
+1,885
+8% +$157K
MCHP icon
769
Microchip Technology
MCHP
$44.2B
$2.15M 0.02%
23,804
-9,626
-29% -$784K
FLEX icon
770
Flex
FLEX
$44.2B
$2.14M 0.02%
93,277
+7,536
+9% +$151K
TDG icon
771
TransDigm Group
TDG
$67.6B
$2.13M 0.02%
2,108
+177
+9% +$163K
DMAR icon
772
FT Vest US Equity Deep Buffer ETF March
DMAR
$459M
$2.13M 0.02%
62,966
+21,261
+51% +$700K
SLYV icon
773
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$2.12M 0.02%
25,472
+19
+0.1% +$1.41K
EA
774
DELISTED
Electronic Arts
EA
$2.12M 0.02%
15,490
+8,509
+122% +$1.12M
WEC icon
775
WEC Energy
WEC
$34.6B
$2.11M 0.02%
25,054
+12,405
+98% +$1.02M
29 30
31
32 33

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.