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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USMV icon
51
iShares MSCI USA Min Vol Factor ETF
USMV
$24.4B
$39.9M 0.32%
511,141
-275,464
-35% -$20.6M
IYW icon
52
iShares US Technology ETF
IYW
$25.5B
$39.4M 0.32%
320,790
+61,762
+24% +$7M
SCHG icon
53
Schwab US Large-Cap Growth ETF
SCHG
$62.9B
$39.1M 0.32%
1,887,552
+159,076
+9% +$3.08M
COWZ icon
54
Pacer US Cash Cows 100 ETF
COWZ
$19.4B
$38.5M 0.31%
741,304
+119,868
+19% +$5.96M
WMT icon
55
Walmart Inc
WMT
$890B
$38.4M 0.31%
729,942
+90,465
+14% +$4.79M
SPYV icon
56
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.5B
$38.2M 0.31%
819,037
+239,659
+41% +$10.3M
XLK icon
57
State Street Technology Select Sector SPDR ETF
XLK
$123B
$37.8M 0.31%
392,696
+11,000
+3% +$979K
SHY icon
58
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$37.8M 0.31%
460,377
+26,960
+6% +$2.19M
FIXD icon
59
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$37.5M 0.3%
841,492
-56,271
-6% -$2.4M
SPYG icon
60
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$37.3M 0.3%
572,754
-75,439
-12% -$4.65M
QCOM icon
61
Qualcomm
QCOM
$176B
$37.2M 0.3%
256,987
+201
+0.1% +$24.9K
UNH icon
62
UnitedHealth
UNH
$370B
$36.5M 0.3%
69,244
-1,197
-2% -$638K
CGDV icon
63
Capital Group Dividend Value ETF
CGDV
$38.9B
$36.1M 0.29%
1,210,760
+258,465
+27% +$7.13M
BUFR icon
64
FT Vest Fund of Buffer ETFs
BUFR
$10.4B
$36.1M 0.29%
1,358,395
+21,673
+2% +$548K
IWM icon
65
iShares Russell 2000 ETF
IWM
$81.9B
$35.9M 0.29%
178,625
+15,063
+9% +$2.7M
VWO icon
66
Vanguard FTSE Emerging Markets ETF
VWO
$126B
$35.1M 0.28%
852,804
-36,413
-4% -$1.44M
DFAC icon
67
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$34.8M 0.28%
1,191,554
+1,762
+0.1% +$47.7K
JNJ icon
68
Johnson & Johnson
JNJ
$625B
$34.2M 0.28%
218,318
-3,405
-2% -$522K
BRK.B icon
69
Berkshire Hathaway Class B
BRK.B
$1.13T
$34.1M 0.28%
95,746
+3,651
+4% +$1.28M
XLV icon
70
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$33.2M 0.27%
243,526
+15,279
+7% +$1.99M
HD icon
71
Home Depot
HD
$355B
$32.2M 0.26%
93,011
-789
-0.8% -$244K
CVX icon
72
Chevron
CVX
$366B
$32M 0.26%
214,825
-402
-0.2% -$60.8K
AVGO icon
73
Broadcom
AVGO
$2.04T
$32M 0.26%
286,970
+12,750
+5% +$1.21M
ABBV icon
74
AbbVie
ABBV
$435B
$29.4M 0.24%
189,684
+1,876
+1% +$274K
VB icon
75
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$28.9M 0.24%
135,575
-38,432
-22% -$7.4M
1 2
3
4 5

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.