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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
676
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.41M 0.02%
16,592
+4,683
+39% +$696K
IQLT icon
677
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$2.41M 0.02%
71,566
-15,503
-18% -$544K
QSPT icon
678
FT Vest Nasdaq-100 Buffer ETF September
QSPT
$640M
$2.4M 0.02%
110,841
+42,605
+62% +$923K
AWK icon
679
American Water Works
AWK
$26.5B
$2.4M 0.02%
19,367
+341
+2% +$47.8K
PFG icon
680
Principal Financial Group
PFG
$24.2B
$2.38M 0.02%
33,088
-2,167
-6% -$168K
FXN icon
681
First Trust Energy AlphaDEX Fund
FXN
$389M
$2.38M 0.02%
136,853
+50,636
+59% +$866K
PMAY icon
682
Innovator US Equity Power Buffer ETF May
PMAY
$818M
$2.38M 0.02%
80,624
+517
+0.6% +$15.5K
FMAY icon
683
FT Vest US Equity Buffer ETF May
FMAY
$1.45B
$2.38M 0.02%
62,059
-1,748
-3% -$68.3K
FDUS icon
684
Fidus Investment
FDUS
$757M
$2.36M 0.02%
+123,112
New +$2.43M
IDXX icon
685
Idexx Laboratories
IDXX
$46.5B
$2.36M 0.02%
5,401
– –
PTY icon
686
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$2.36M 0.02%
180,642
-7,675
-4% -$108K
AMCR icon
687
Amcor
AMCR
$21.7B
$2.36M 0.02%
51,530
+2,112
+4% +$102K
FAN icon
688
First Trust Global Wind Energy ETF
FAN
$280M
$2.35M 0.02%
162,384
-171
-0.1% -$2.77K
LIT icon
689
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$2.35M 0.02%
42,602
-3,548
-8% -$217K
CEFS icon
690
Saba Closed-End Funds ETF
CEFS
$439M
$2.35M 0.02%
134,115
+2,546
+2% +$46.9K
MCHI icon
691
iShares MSCI China ETF
MCHI
$6.29B
$2.35M 0.02%
54,276
-8,561
-14% -$388K
DLN icon
692
WisdomTree US LargeCap Dividend Fund
DLN
$6.41B
$2.33M 0.02%
37,968
+671
+2% +$42.8K
NVS icon
693
Novartis
NVS
$295B
$2.33M 0.02%
22,879
+1,094
+5% +$111K
ESML icon
694
iShares ESG Aware MSCI USA Small-Cap ETF
ESML
$2.93B
$2.33M 0.02%
69,240
-45,403
-40% -$1.62M
ABNB icon
695
Airbnb
ABNB
$111B
$2.33M 0.02%
16,964
-11,272
-40% -$1.56M
XMMO icon
696
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$2.33M 0.02%
28,889
+18,753
+185% +$1.52M
EMD
697
Western Asset Emerging Markets Debt Fund
EMD
$609M
$2.32M 0.02%
279,889
+17,100
+7% +$151K
THO icon
698
Thor Industries
THO
$4.19B
$2.28M 0.02%
23,951
+493
+2% +$51.5K
BWX icon
699
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$2.26M 0.02%
106,620
-5,737
-5% -$127K
BILS icon
700
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.9B
$2.26M 0.02%
22,747
+12,585
+124% +$1.25M
26 27
28
29 30

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.