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Cetera Investment Advisers Portfolio holdings
AUM
$94B
1-Year Est. Return
20.14%
This Fund
S&P 500
This Quarter
Est. Return
+8.05%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$1.22B
AUM Growth
+$141M
(+13%)
Cap. Flow
+$67.4M
Cap. Flow
% of AUM
5.52%
Top 10 Holdings %
Top 10 Hldgs %
19.81%
Holding
678
New
67
Increased
355
Reduced
195
Closed
36
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Smith Opportunistic Fixed Income ETF
FIXD
|
+$5.21M |
| 2 |
Tesla
TSLA
|
+$4.49M |
| 3 |
First Trust Value Line Dividend Fund
FVD
|
+$4.42M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$3.26M |
| 5 |
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
|
+$2.61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
WBIT
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
|
+$6.21M |
| 2 |
VanEck Gold Miners ETF
GDX
|
+$3.63M |
| 3 |
Invesco Senior Loan ETF
BKLN
|
+$3.01M |
| 4 |
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
|
+$2.41M |
| 5 |
FT Vest US Equity Deep Buffer ETF August
DAUG
|
+$1.64M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.36% |
| 2 | Consumer Discretionary | 4.06% |
| 3 | Financials | 3.5% |
| 4 | Healthcare | 3.4% |
| 5 | Communication Services | 3.29% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Precision BioSciences
DTIL
$206M
| $90K | 0.01% |
+489
| New | +$97.3K |
|
|
BRSP
627
BrightSpire Capital
BRSP
$620M
| $87K | 0.01% |
17,664
-20,591
| -54% | -$124K |
|
|
X
628
DELISTED
US Steel
X
| $84K | 0.01% |
11,441
-334
| -3% | -$2.53K |
|
|
AIXC
629
AIxCrypto Holdings Inc
AIXC
$16M
| $83K | 0.01% |
+34
| New | +$83.1K |
|
|
VER
630
DELISTED
VEREIT, Inc.
VER
| $76K | 0.01% |
+2,335
| New | +$76.9K |
|
|
ATHX
631
DELISTED
Athersys, Inc. Common Stock
ATHX
| $72K | 0.01% |
1,474
+445
| +43% | +$26.9K |
|
632
SiriusXM
SIRI
$9.7B
| $67K | 0.01% |
1,254
-809
| -39% | -$46.4K |
|
|
HIX
633
Western Asset High Income Fund II
HIX
$355M
| $66K | 0.01% |
10,375
| – | – |
|
634
B2Gold
BTG
$6.68B
| $65K | 0.01% |
10,000
| – | – |
|
|
DHC
635
Diversified Healthcare Trust
DHC
$2.04B
| $60K | ﹤0.01% |
17,009
+226
| +1% | +$882 |
|
636
Prospect Capital
PSEC
$1.15B
| $53K | ﹤0.01% |
+10,551
| New | +$53.1K |
|
637
Nokia
NOK
$51B
| $44K | ﹤0.01% |
11,297
-286
| -2% | -$1.29K |
|
638
Lloyds Banking Group
LYG
$89B
| $29K | ﹤0.01% |
22,346
| – | – |
|
639
PUT
Invesco QQQ Trust
QQQ
$479B
| $26K | ﹤0.01% |
1,900
-500
| -21% | -$136K |
|
|
NGD
640
DELISTED
New Gold Inc
NGD
| $17K | ﹤0.01% |
10,000
| – | – |
|
641
PUT
iShares Core S&P Small-Cap ETF
IJR
$112B
| $5K | ﹤0.01% |
+1,100
| New | +$78.8K |
|
642
Aptiv
APTV
$10.3B
| – | – |
-4,443
| Closed | -$346K |
|
643
ASML
ASML
$666B
| – | – |
-908
| Closed | -$334K |
|
644
Biomerica
BMRA
$5.04M
| – | – |
-1,294
| Closed | -$75K |
|
645
Cognex
CGNX
$10.8B
| – | – |
-4,908
| Closed | -$293K |
|
646
Campbell Soup
CPB
$6.69B
| – | – |
-5,285
| Closed | -$262K |
|
647
iShares JPMorgan EM High Yield Bond ETF
EMHY
$636M
| – | – |
-9,892
| Closed | -$425K |
|
648
Etsy
ETSY
$7.38B
| – | – |
-2,165
| Closed | -$230K |
|
649
ProShares UltraShort Euro
EUO
$33.2M
| – | – |
-8,000
| Closed | -$214K |
|
650
Graco
GGG
$13.5B
| – | – |
-6,075
| Closed | -$292K |
|
Similar funds
Cetera Investment Advisers's Q3 2020 Portfolio in Review
As of Q3 2020, Cetera Investment Advisers held 678 positions worth $1.22B, up 13% from $1.08B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Cetera Investment Advisers deployed $67.4M of net new capital in Q3 2020, opening 67 new positions and adding to 355 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, an estimated $6.21M trimmed.
- Cetera Investment Advisers's largest Q3 2020 buy was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
- Cetera Investment Advisers added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $5.21M increase.
- Cetera Investment Advisers's biggest Q3 2020 reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, cutting an estimated $6.21M.
- Cetera Investment Advisers fully exited United States Natural Gas Fund in Q3 2020, selling an estimated $932K.
- Cetera Investment Advisers's ten largest holdings make up 20% of its $1.22B portfolio in Q3 2020.
- Cetera Investment Advisers opened 67 new positions and closed 36 in Q3 2020.
- Cetera Investment Advisers's portfolio value rose 13% quarter-over-quarter to $1.22B.
Based on Cetera Investment Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.