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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DMAY icon
601
FT Vest US Equity Deep Buffer ETF May
DMAY
$380M
$2.99M 0.03%
88,117
-1,407
-2% -$48.4K
ECL icon
602
Ecolab
ECL
$79.7B
$2.95M 0.03%
17,440
-28
-0.2% -$5.09K
FSEP icon
603
FT Vest US Equity Buffer ETF September
FSEP
$1.25B
$2.95M 0.03%
79,553
+52,784
+197% +$2.01M
RHI icon
604
Robert Half
RHI
$4.37B
$2.95M 0.03%
40,203
-26,079
-39% -$1.98M
FLCB icon
605
Franklin US Core Bond ETF
FLCB
$3.04B
$2.94M 0.03%
143,294
+10,405
+8% +$219K
SHE icon
606
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$336M
$2.92M 0.03%
34,355
-215
-0.6% -$19K
HUM icon
607
Humana
HUM
$46.3B
$2.89M 0.03%
5,948
-310
-5% -$146K
HEI icon
608
HEICO Corp
HEI
$50.9B
$2.89M 0.02%
17,831
-2,054
-10% -$349K
AM icon
609
Antero Midstream
AM
$10.4B
$2.87M 0.02%
239,816
+27,077
+13% +$321K
PEG icon
610
Public Service Enterprise Group
PEG
$37.2B
$2.87M 0.02%
50,353
+5,563
+12% +$342K
AMP icon
611
Ameriprise Financial
AMP
$49.2B
$2.84M 0.02%
8,627
– –
GAPR icon
612
FT Vest US Equity Moderate Buffer ETF April
GAPR
$291M
$2.83M 0.02%
92,389
-748
-0.8% -$23.3K
SPYD icon
613
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$2.82M 0.02%
80,548
-1,781
-2% -$66.3K
ACWI icon
614
iShares MSCI ACWI ETF
ACWI
$33.3B
$2.82M 0.02%
30,533
+1,310
+4% +$126K
XLRE icon
615
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$2.82M 0.02%
82,749
-2,390
-3% -$88.4K
NET icon
616
Cloudflare
NET
$111B
$2.8M 0.02%
44,404
+1,315
+3% +$84.2K
SMCI icon
617
Super Micro Computer
SMCI
$20.4B
$2.8M 0.02%
101,940
-1,500
-1% -$41.8K
NUSC icon
618
Nuveen ESG Small-Cap ETF
NUSC
$1.33B
$2.79M 0.02%
80,131
+1,025
+1% +$37.8K
HRL icon
619
Hormel Foods
HRL
$13.6B
$2.79M 0.02%
73,350
+12,591
+21% +$496K
QMAR icon
620
FT Vest Growth-100 Buffer ETF March
QMAR
$579M
$2.77M 0.02%
115,248
-356,500
-76% -$8.61M
CPRT icon
621
Copart
CPRT
$27.4B
$2.75M 0.02%
63,846
-10,508
-14% -$467K
EFAD icon
622
ProShares MSCI EAFE Dividend Growers ETF
EFAD
$64.3M
$2.74M 0.02%
78,619
+699
+0.9% +$25.7K
RVT icon
623
Royce Value Trust
RVT
$2.29B
$2.74M 0.02%
212,519
+27,244
+15% +$373K
KDP icon
624
Keurig Dr Pepper
KDP
$39.9B
$2.73M 0.02%
86,556
+13,866
+19% +$457K
FMF icon
625
First Trust Managed Futures Strategy Fund
FMF
$258M
$2.73M 0.02%
55,699
+1,304
+2% +$63.6K
23 24
25
26 27

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.