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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$1.22B
AUM Growth
+$141M
Cap. Flow
+$67.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
19.81%
Holding
678
New
67
Increased
355
Reduced
195
Closed
36

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.21M
2
TSLA icon
Tesla
TSLA
+$4.49M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$4.42M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.61M

Top Sells

Rank Stock Value
1
WBIT
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
+$6.21M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.63M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.01M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$2.41M
5
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Consumer Discretionary 4.06%
3 Financials 3.5%
4 Healthcare 3.4%
5 Communication Services 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APD icon
551
Air Products & Chemicals
APD
$68.6B
$239K 0.02%
+804
New +$231K
HAL icon
552
Halliburton
HAL
$28B
$239K 0.02%
19,833
+875
+5% +$12.7K
CNP icon
553
CenterPoint Energy
CNP
$26.4B
$237K 0.02%
12,240
-9,652
-44% -$189K
DIVI icon
554
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.76B
$237K 0.02%
+9,817
New +$237K
OTIS icon
555
Otis Worldwide
OTIS
$27.7B
$236K 0.02%
3,783
-279
-7% -$17.1K
QSR icon
556
Restaurant Brands International
QSR
$25.4B
$233K 0.02%
4,047
– –
TEL icon
557
TE Connectivity
TEL
$62B
$232K 0.02%
2,379
-781
-25% -$71.9K
QCLN icon
558
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$619M
$227K 0.02%
+5,119
New +$196K
FTSL icon
559
First Trust Senior Loan Fund ETF
FTSL
$2.33B
$226K 0.02%
4,917
-172
-3% -$7.93K
NLY icon
560
Annaly Capital Management
NLY
$17.3B
$226K 0.02%
7,941
+74
+0.9% +$2.14K
ODFL icon
561
Old Dominion Freight Line
ODFL
$44.1B
$226K 0.02%
2,500
-304
-11% -$28.5K
PPA icon
562
Invesco Aerospace & Defense ETF
PPA
$8.72B
$226K 0.02%
4,059
+45
+1% +$2.54K
ROST icon
563
Ross Stores
ROST
$81.7B
$226K 0.02%
+2,423
New +$217K
WRK
564
DELISTED
WestRock Company
WRK
$226K 0.02%
+6,519
New +$201K
BBN icon
565
BlackRock Taxable Municipal Bond Trust
BBN
$984M
$225K 0.02%
8,666
-121
-1% -$3.14K
EZM icon
566
WisdomTree US MidCap Fund
EZM
$952M
$225K 0.02%
6,590
+8
+0.1% +$275
LDP icon
567
Cohen & Steers Duration Preferred & Income Fund
LDP
$603M
$225K 0.02%
9,645
+7
+0.1% +$165
HYLS icon
568
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$224K 0.02%
4,740
-557
-11% -$26.3K
MDLZ icon
569
Mondelez International
MDLZ
$78.5B
$224K 0.02%
+3,903
New +$217K
SRE icon
570
Sempra
SRE
$55.1B
$224K 0.02%
3,790
-534
-12% -$32.9K
PHK
571
PIMCO High Income Fund
PHK
$878M
$223K 0.02%
40,773
+8,222
+25% +$43.7K
SPYX icon
572
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.87B
$223K 0.02%
+8,010
New +$219K
RDS.B
573
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$223K 0.02%
9,196
-9
-0.1% -$258
SHM icon
574
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$221K 0.02%
4,438
-525
-11% -$26.2K
NVS icon
575
Novartis
NVS
$298B
$220K 0.02%
2,536
-249
-9% -$21.6K
21 22
23
24 25

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Cetera Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Investment Advisers held 678 positions worth $1.22B, up 13% from $1.08B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers deployed $67.4M of net new capital in Q3 2020, opening 67 new positions and adding to 355 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, an estimated $6.21M trimmed.

  • Cetera Investment Advisers's largest Q3 2020 buy was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
  • Cetera Investment Advisers added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $5.21M increase.
  • Cetera Investment Advisers's biggest Q3 2020 reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, cutting an estimated $6.21M.
  • Cetera Investment Advisers fully exited United States Natural Gas Fund in Q3 2020, selling an estimated $932K.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $1.22B portfolio in Q3 2020.
  • Cetera Investment Advisers opened 67 new positions and closed 36 in Q3 2020.
  • Cetera Investment Advisers's portfolio value rose 13% quarter-over-quarter to $1.22B.

Based on Cetera Investment Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.