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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
Cap. Flow
-$338M
Cap. Flow %
-2.75%
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149

Top Buys

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$154M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$72.3M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$23.9M
4
OEF icon
iShares S&P 100 ETF
OEF
+$22.8M
5
DFUS
Dimensional US Equity ETF
DFUS
+$16.2M

Top Sells

Rank Stock Value
1
FTCS icon
First Trust Capital Strength ETF
FTCS
+$111M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$76.1M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$73.4M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.4M
5
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$45.1M

Sector Composition

Rank Sector Weight
1 Technology 9.18%
2 Financials 4.06%
3 Healthcare 3.55%
4 Consumer Discretionary 3.5%
5 Industrials 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAUG icon
526
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$3.9M 0.03%
110,199
-20,535
-16% -$697K
GSBD icon
527
Goldman Sachs BDC
GSBD
$1.1B
$3.89M 0.03%
265,614
+20,240
+8% +$294K
PGX icon
528
Invesco Preferred ETF
PGX
$3.76B
$3.87M 0.03%
336,971
-1,235
-0.4% -$13.5K
ITW icon
529
Illinois Tool Works
ITW
$83.9B
$3.84M 0.03%
14,667
+1,591
+12% +$381K
QYLD icon
530
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$3.82M 0.03%
220,563
+7,830
+4% +$133K
PYPL icon
531
PayPal
PYPL
$50.5B
$3.82M 0.03%
62,249
+7,733
+14% +$443K
EOG icon
532
EOG Resources
EOG
$74.6B
$3.82M 0.03%
31,605
+6,433
+26% +$801K
MDYG icon
533
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.93B
$3.81M 0.03%
50,338
+3,522
+8% +$247K
IYH icon
534
iShares US Healthcare ETF
IYH
$3.77B
$3.81M 0.03%
66,530
-75,835
-53% -$4.13M
EMBD icon
535
Global X Emerging Markets Bond ETF
EMBD
$249M
$3.8M 0.03%
169,625
-132
-0.1% -$2.81K
D icon
536
Dominion Energy
D
$59.1B
$3.8M 0.03%
80,832
-3,870
-5% -$173K
QTEC icon
537
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.75B
$3.79M 0.03%
21,593
+5,001
+30% +$779K
FSK icon
538
FS KKR Capital
FSK
$3.37B
$3.78M 0.03%
189,358
-136,386
-42% -$2.68M
EUSB icon
539
iShares ESG Advanced Universal USD Bond ETF
EUSB
$709M
$3.78M 0.03%
87,402
-40,192
-31% -$1.67M
FMB icon
540
First Trust Managed Municipal ETF
FMB
$2.06B
$3.76M 0.03%
72,852
-5,422
-7% -$270K
EPS icon
541
WisdomTree US LargeCap Fund
EPS
$1.65B
$3.74M 0.03%
74,562
-5,207
-7% -$246K
TTD icon
542
Trade Desk
TTD
$6.29B
$3.73M 0.03%
51,884
-15,497
-23% -$1.14M
SNPS icon
543
Synopsys
SNPS
$78.8B
$3.73M 0.03%
7,244
+587
+9% +$300K
NET icon
544
Cloudflare
NET
$111B
$3.71M 0.03%
44,616
+212
+0.5% +$14.8K
OMC icon
545
Omnicom Group
OMC
$23.2B
$3.71M 0.03%
42,883
-1,126
-3% -$88.8K
DFAE icon
546
Dimensional Emerging Core Equity Market ETF
DFAE
$9.66B
$3.7M 0.03%
153,336
-45,442
-23% -$1.04M
DES icon
547
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$3.69M 0.03%
114,673
+2,791
+2% +$81.1K
CSX icon
548
CSX Corp
CSX
$92.8B
$3.69M 0.03%
106,397
+5,759
+6% +$183K
NSC icon
549
Norfolk Southern
NSC
$75B
$3.68M 0.03%
15,584
-925
-6% -$194K
LNT icon
550
Alliant Energy
LNT
$17.7B
$3.68M 0.03%
71,744
+4,454
+7% +$222K
20 21
22
23 24

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Cetera Investment Advisers's Q4 2023 Portfolio in Review

As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
  • Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
  • Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
  • Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
  • Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
  • Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.

Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.