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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
526
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$3.62M 0.03%
92,358
+2,604
+3% +$107K
GEM icon
527
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.7B
$3.61M 0.03%
125,818
-26,245
-17% -$784K
ORLY icon
528
O'Reilly Automotive
ORLY
$74.6B
$3.58M 0.03%
59,145
+2,820
+5% +$177K
GSBD icon
529
Goldman Sachs BDC
GSBD
$1.1B
$3.57M 0.03%
+245,374
New +$3.53M
EWC icon
530
iShares MSCI Canada ETF
EWC
$6.48B
$3.57M 0.03%
106,737
-3,589
-3% -$124K
QYLD icon
531
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$3.57M 0.03%
212,733
+36,807
+21% +$646K
TFC icon
532
Truist Financial
TFC
$63.4B
$3.56M 0.03%
124,467
-18,143
-13% -$558K
DNP icon
533
DNP Select Income Fund
DNP
$4.09B
$3.56M 0.03%
373,449
-80,146
-18% -$808K
GHC icon
534
Graham Holdings Company
GHC
$4.99B
$3.55M 0.03%
6,081
+1,730
+40% +$1M
AZO icon
535
AutoZone
AZO
$50.1B
$3.54M 0.03%
1,393
+72
+5% +$181K
EMBD icon
536
Global X Emerging Markets Bond ETF
EMBD
$249M
$3.53M 0.03%
169,757
-29,082
-15% -$628K
QDEC icon
537
FT Vest Growth-100 Buffer ETF December
QDEC
$700M
$3.51M 0.03%
155,278
-25,698
-14% -$580K
NLY icon
538
Annaly Capital Management
NLY
$17.3B
$3.5M 0.03%
186,267
+6,605
+4% +$131K
FSMB icon
539
First Trust Short Duration Managed Municipal ETF
FSMB
$627M
$3.48M 0.03%
179,545
-5,374
-3% -$106K
EVV
540
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$3.47M 0.03%
383,989
+21,700
+6% +$202K
GJAN icon
541
FT Vest US Equity Moderate Buffer ETF January
GJAN
$439M
$3.46M 0.03%
107,179
-7,672
-7% -$251K
STWD icon
542
Starwood Property Trust
STWD
$6.16B
$3.45M 0.03%
178,435
+4,607
+3% +$93.4K
EW icon
543
Edwards Lifesciences
EW
$53B
$3.45M 0.03%
49,824
+1,238
+3% +$99.5K
ADI icon
544
Analog Devices
ADI
$187B
$3.45M 0.03%
19,684
-1,788
-8% -$330K
BCE icon
545
BCE
BCE
$21B
$3.44M 0.03%
90,129
-1,526
-2% -$64.1K
SNY icon
546
Sanofi
SNY
$104B
$3.42M 0.03%
63,844
+2,505
+4% +$134K
PSP icon
547
Invesco Global Listed Private Equity ETF
PSP
$244M
$3.42M 0.03%
66,277
+121
+0.2% +$6.49K
MINT icon
548
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17.1B
$3.41M 0.03%
34,087
-8,057
-19% -$804K
AZN icon
549
AstraZeneca
AZN
$251B
$3.41M 0.03%
25,150
-2,319
-8% -$317K
MDYV icon
550
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.86B
$3.39M 0.03%
52,217
-1,027
-2% -$70.5K
20 21
22
23 24

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.