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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$823M
AUM Growth
+$47.3M
Cap. Flow
+$38.6M
Cap. Flow %
4.69%
Top 10 Hldgs %
19.42%
Holding
568
New
50
Increased
302
Reduced
157
Closed
32

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$4.54M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$3.86M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$2.93M
4
FLQL icon
Franklin US Large Cap Multifactor Index ETF
FLQL
+$2.27M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.04M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.97M
2
UPS icon
United Parcel Service
UPS
+$3.26M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$2.98M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$2.61M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 4.22%
3 Communication Services 3.51%
4 Healthcare 3.27%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIRI icon
526
SiriusXM
SIRI
$10.1B
$139K 0.02%
2,217
+225
+11% +$13.8K
NCA icon
527
Nuveen California Municipal Value Fund
NCA
$302M
$119K 0.01%
11,325
– –
EHI
528
Western Asset Global High Income Fund
EHI
$178M
$113K 0.01%
11,450
– –
FSK icon
529
FS KKR Capital
FSK
$3.44B
$103K 0.01%
4,458
+371
+9% +$8.7K
NOK icon
530
Nokia
NOK
$52.3B
$94K 0.01%
17,775
+207
+1% +$1.07K
ZYNE
531
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
$86K 0.01%
10,800
– –
HIX
532
Western Asset High Income Fund II
HIX
$355M
$76K 0.01%
11,128
-6,208
-36% -$42.4K
WTI icon
533
W&T Offshore
WTI
$518M
$56K 0.01%
12,993
– –
ACB
534
Aurora Cannabis
ACB
$185M
$45K 0.01%
88
-8
-8% -$5.93K
CHK
535
DELISTED
Chesapeake Energy Corporation
CHK
$31K ﹤0.01%
110
+22
+25% +$7.15K
AKS
536
DELISTED
AK Steel Holding Corp
AKS
$22K ﹤0.01%
10,000
– –
ASRT
537
DELISTED
Assertio
ASRT
– –
-182
Closed -$38K
BNY
538
Bank of New York Mellon
BNY
$107B
– –
-10,052
Closed -$444K
BTT icon
539
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
– –
-19,223
Closed -$446K
BWX icon
540
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
– –
-7,108
Closed -$204K
CORP icon
541
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
$1.58B
– –
-2,789
Closed -$299K
CRM icon
542
Salesforce
CRM
$158B
– –
-1,858
Closed -$282K
DES icon
543
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
– –
-9,296
Closed -$253K
EEMV icon
544
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
– –
-8,157
Closed -$481K
ELAN icon
545
Elanco Animal Health
ELAN
$11.1B
– –
-7,727
Closed -$258K
ELV icon
546
Elevance Health
ELV
$85.5B
– –
-788
Closed -$223K
EOG icon
547
EOG Resources
EOG
$70.7B
– –
-2,197
Closed -$203K
FEP icon
548
First Trust Europe AlphaDEX Fund
FEP
$534M
– –
-20,729
Closed -$731K
FJP icon
549
First Trust Japan AlphaDEX Fund
FJP
$264M
– –
-7,247
Closed -$351K
FTXO icon
550
First Trust Nasdaq Bank ETF
FTXO
$311M
– –
-12,863
Closed -$326K
19 20 21
22
23

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Cetera Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Investment Advisers held 568 positions worth $823M, up 6.1% from $776M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $38.6M of net new capital in Q3 2019, opening 50 new positions and adding to 302 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $3.97M trimmed.

  • Cetera Investment Advisers's largest Q3 2019 buy was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.
  • Cetera Investment Advisers added most to First Trust Capital Strength ETF in Q3 2019, an estimated $3.86M increase.
  • Cetera Investment Advisers's biggest Q3 2019 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $3.97M.
  • Cetera Investment Advisers fully exited iShares S&P Small-Cap 600 Value ETF in Q3 2019, selling an estimated $857K.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $823M portfolio in Q3 2019.
  • Cetera Investment Advisers opened 50 new positions and closed 32 in Q3 2019.
  • Cetera Investment Advisers's portfolio value rose 6.1% quarter-over-quarter to $823M.

Based on Cetera Investment Advisers's 13F filing for Q3 2019, filed 6 Nov 2019.