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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+1.47%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$823M
AUM Growth
+$47.3M
Cap. Flow
+$38.6M
Cap. Flow %
4.69%
Top 10 Hldgs %
19.42%
Holding
568
New
50
Increased
302
Reduced
157
Closed
32

Top Buys

Rank Stock Value
1
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$4.54M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$3.86M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$2.93M
4
FLQL icon
Franklin US Large Cap Multifactor Index ETF
FLQL
+$2.27M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.04M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.97M
2
UPS icon
United Parcel Service
UPS
+$3.26M
3
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$2.98M
4
RPV icon
Invesco S&P 500 Pure Value ETF
RPV
+$2.61M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$1.37M

Sector Composition

Rank Sector Weight
1 Technology 6.17%
2 Financials 4.22%
3 Communication Services 3.51%
4 Healthcare 3.27%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFY icon
501
Infosys
INFY
$50.7B
$207K 0.03%
18,117
+5,099
+39% +$57.4K
SEIC icon
502
SEI Investments
SEIC
$12.6B
$205K 0.02%
+3,478
New +$201K
AAL icon
503
American Airlines Group
AAL
$10.6B
$204K 0.02%
+7,596
New +$222K
CGC
504
Canopy Growth
CGC
$410M
$204K 0.02%
899
-54
-6% -$16.5K
SPYG icon
505
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$204K 0.02%
+5,227
New +$204K
CELG
506
DELISTED
Celgene Corp
CELG
$204K 0.02%
2,052
-284
-12% -$27K
MDLZ icon
507
Mondelez International
MDLZ
$79.9B
$203K 0.02%
3,663
-402
-10% -$22K
PHT
508
DELISTED
Pioneer High Income Fund
PHT
$202K 0.02%
21,857
-10,725
-33% -$99K
VRSK icon
509
Verisk Analytics
VRSK
$25B
$202K 0.02%
+1,291
New +$200K
CAG icon
510
Conagra Brands
CAG
$7.23B
$201K 0.02%
+6,615
New +$190K
EZM icon
511
WisdomTree US MidCap Fund
EZM
$956M
$200K 0.02%
+5,028
New +$197K
WORK
512
DELISTED
Slack Technologies, Inc.
WORK
$200K 0.02%
+8,500
New +$258K
BKK
513
DELISTED
Blackrock Municipal 2020 Term Trust
BKK
$200K 0.02%
13,207
– –
APLE icon
514
Apple Hospitality REIT
APLE
$3.82B
$193K 0.02%
11,681
+13
+0.1% +$206
RITM icon
515
Rithm Capital
RITM
$5.69B
$184K 0.02%
11,649
+44
+0.4% +$659
NZF icon
516
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$180K 0.02%
11,171
– –
APTS
517
DELISTED
Preferred Apartment Communities, Inc.
APTS
$180K 0.02%
+12,373
New +$178K
ETG
518
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.85B
$175K 0.02%
10,681
-992
-8% -$16K
MIY icon
519
BlackRock MuniYield Michigan Quality Fund
MIY
$353M
$171K 0.02%
+12,179
New +$172K
PHK
520
PIMCO High Income Fund
PHK
$880M
$169K 0.02%
21,695
+3,943
+22% +$31.1K
JMLP
521
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$162K 0.02%
28,319
-1,350
-5% -$7.92K
NMZ icon
522
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.22B
$146K 0.02%
+10,300
New +$146K
X
523
DELISTED
US Steel
X
$145K 0.02%
+12,600
New +$162K
NLY icon
524
Annaly Capital Management
NLY
$17.4B
$140K 0.02%
3,956
+8
+0.2% +$288
TWO
525
Two Harbors Investment
TWO
$1.27B
$140K 0.02%
2,651
-194
-7% -$10.2K
19 20
21
22 23

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Cetera Investment Advisers's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Investment Advisers held 568 positions worth $823M, up 6.1% from $776M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $38.6M of net new capital in Q3 2019, opening 50 new positions and adding to 302 existing holdings. Its largest new stake was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 5.8% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was iShares Russell 1000 Growth ETF, an estimated $3.97M trimmed.

  • Cetera Investment Advisers's largest Q3 2019 buy was Invesco S&P MidCap Low Volatility ETF: 87,563 shares worth $4.6M.
  • Cetera Investment Advisers added most to First Trust Capital Strength ETF in Q3 2019, an estimated $3.86M increase.
  • Cetera Investment Advisers's biggest Q3 2019 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $3.97M.
  • Cetera Investment Advisers fully exited iShares S&P Small-Cap 600 Value ETF in Q3 2019, selling an estimated $857K.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $823M portfolio in Q3 2019.
  • Cetera Investment Advisers opened 50 new positions and closed 32 in Q3 2019.
  • Cetera Investment Advisers's portfolio value rose 6.1% quarter-over-quarter to $823M.

Based on Cetera Investment Advisers's 13F filing for Q3 2019, filed 6 Nov 2019.