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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
476
Principal Financial Group
PFG
$24.4B
$2.29M 0.04%
35,602
-1,544
-4% -$99.1K
FHLC icon
477
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$2.27M 0.04%
35,548
-7
-0% -$463
PTY icon
478
PIMCO Corporate & Income Opportunity Fund
PTY
$2.52B
$2.26M 0.04%
123,717
-27,205
-18% -$543K
NUDM icon
479
Nuveen ESG International Developed Markets Equity ETF
NUDM
$724M
$2.25M 0.04%
71,743
+23,601
+49% +$760K
IYK icon
480
iShares US Consumer Staples ETF
IYK
$1.43B
$2.25M 0.04%
37,527
-2,235
-6% -$138K
RSPN icon
481
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$2.25M 0.04%
+61,525
New +$2.33M
SPHQ icon
482
Invesco S&P 500 Quality ETF
SPHQ
$19.7B
$2.23M 0.04%
45,965
+3,515
+8% +$176K
VOD icon
483
Vodafone
VOD
$36.4B
$2.23M 0.04%
144,375
+8,734
+6% +$145K
SJM icon
484
J.M. Smucker
SJM
$12.6B
$2.23M 0.04%
18,579
+3,783
+26% +$481K
PTBD icon
485
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
$2.22M 0.04%
81,880
+61,706
+306% +$1.71M
VOOV icon
486
Vanguard S&P 500 Value ETF
VOOV
$6.76B
$2.22M 0.04%
15,764
+5,750
+57% +$829K
TRP icon
487
TC Energy
TRP
$66B
$2.21M 0.04%
45,985
-1,473
-3% -$71.4K
DHI icon
488
D.R. Horton
DHI
$41B
$2.21M 0.04%
26,347
+1,526
+6% +$141K
MELI icon
489
Mercado Libre
MELI
$92.5B
$2.21M 0.04%
1,317
+28
+2% +$48.5K
FDL icon
490
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$2.21M 0.04%
67,302
-4,759
-7% -$160K
JCI icon
491
Johnson Controls International
JCI
$91.3B
$2.19M 0.03%
32,113
-16,881
-34% -$1.22M
XAR icon
492
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.53B
$2.18M 0.03%
18,276
-153
-0.8% -$18.9K
PZA icon
493
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$2.17M 0.03%
80,891
+2,103
+3% +$57.3K
AMN icon
494
AMN Healthcare
AMN
$1.42B
$2.17M 0.03%
18,904
-118
-0.6% -$12.5K
DLN icon
495
WisdomTree US LargeCap Dividend Fund
DLN
$6.4B
$2.16M 0.03%
36,258
-50,606
-58% -$3.12M
COF icon
496
Capital One
COF
$134B
$2.16M 0.03%
13,327
-157
-1% -$25.6K
ALB icon
497
Albemarle
ALB
$15.5B
$2.16M 0.03%
9,846
+45
+0.5% +$9.61K
ZNGA
498
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$2.15M 0.03%
286,136
+136,430
+91% +$1.24M
IDV icon
499
iShares International Select Dividend ETF
IDV
$8.53B
$2.15M 0.03%
70,800
+3,490
+5% +$112K
LDUR icon
500
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.38B
$2.15M 0.03%
21,109
-831
-4% -$84.5K
18 19
20
21 22

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.