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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSLA icon
26
Tesla
TSLA
$1.3T
$33.8M 0.54%
130,773
-2,586
-2% -$609K
NVDA icon
27
NVIDIA
NVDA
$5.42T
$33.8M 0.54%
1,630,620
+95,620
+6% +$1.99M
DGRO icon
28
iShares Core Dividend Growth ETF
DGRO
$43.5B
$33M 0.53%
657,361
+70,752
+12% +$3.66M
IWF icon
29
iShares Russell 1000 Growth ETF
IWF
$128B
$31.9M 0.51%
466,240
-1,612
-0.3% -$114K
PFE icon
30
Pfizer
PFE
$153B
$31.9M 0.51%
742,144
+23,998
+3% +$1.06M
TIP icon
31
iShares TIPS Bond ETF
TIP
$14.5B
$31.7M 0.5%
248,473
-40,360
-14% -$5.2M
GOOG icon
32
Alphabet (Google) Class C
GOOG
$4.32T
$30.7M 0.49%
230,300
-4,020
-2% -$554K
FIXD icon
33
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$30.4M 0.48%
567,001
+32,051
+6% +$1.73M
MUB icon
34
iShares National Muni Bond ETF
MUB
$45.5B
$29.1M 0.46%
250,712
+36,315
+17% +$4.26M
LQD icon
35
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$33B
$28.6M 0.45%
214,840
+21,998
+11% +$2.97M
BSV icon
36
Vanguard Short-Term Bond ETF
BSV
$44.6B
$28.1M 0.45%
343,457
+9,260
+3% +$761K
ITOT icon
37
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$27.8M 0.44%
282,070
+21,734
+8% +$2.2M
DIS icon
38
Walt Disney
DIS
$181B
$27.4M 0.44%
161,819
+4,504
+3% +$803K
VEA icon
39
Vanguard FTSE Developed Markets ETF
VEA
$236B
$27M 0.43%
534,655
+20,162
+4% +$1.05M
IWD icon
40
iShares Russell 1000 Value ETF
IWD
$83.7B
$27M 0.43%
172,376
+3,062
+2% +$491K
VOO icon
41
Vanguard S&P 500 ETF
VOO
$1.01T
$26.3M 0.42%
66,704
+133
+0.2% +$54K
VBR icon
42
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$26.2M 0.42%
154,568
+8,101
+6% +$1.39M
JNJ icon
43
Johnson & Johnson
JNJ
$625B
$25.6M 0.41%
158,335
+909
+0.6% +$155K
IEFA icon
44
iShares Core MSCI EAFE ETF
IEFA
$196B
$24.2M 0.38%
325,944
+7,436
+2% +$566K
IWM icon
45
iShares Russell 2000 ETF
IWM
$83B
$24.2M 0.38%
110,570
+22,310
+25% +$4.95M
VCSH icon
46
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$23.9M 0.38%
289,995
+27,165
+10% +$2.24M
QCOM icon
47
Qualcomm
QCOM
$176B
$23.1M 0.37%
179,171
+8,022
+5% +$1.14M
VOT icon
48
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$23M 0.37%
97,311
+19,307
+25% +$4.67M
XLK icon
49
State Street Technology Select Sector SPDR ETF
XLK
$124B
$22.8M 0.36%
306,028
+81,654
+36% +$6.3M
SDY icon
50
State Street SPDR S&P Dividend ETF
SDY
$23.9B
$22.3M 0.36%
189,930
-74,962
-28% -$9.18M
1
2
3 4 5

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.