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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
426
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$2.64M 0.04%
84,391
-2,430
-3% -$76K
BIL icon
427
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$2.63M 0.04%
28,774
-2,639
-8% -$241K
CLX icon
428
Clorox
CLX
$13B
$2.63M 0.04%
15,885
-2,450
-13% -$422K
ODFL icon
429
Old Dominion Freight Line
ODFL
$44B
$2.63M 0.04%
18,362
-770
-4% -$107K
SCHX icon
430
Schwab US Large- Cap ETF
SCHX
$74.5B
$2.62M 0.04%
150,876
-42,912
-22% -$765K
TTE icon
431
TotalEnergies
TTE
$195B
$2.6M 0.04%
54,277
+38,347
+241% +$1.7M
JPST icon
432
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$2.6M 0.04%
51,215
-6,020
-11% -$305K
ETN icon
433
Eaton
ETN
$173B
$2.59M 0.04%
17,330
-484
-3% -$77.4K
PTLC icon
434
Pacer Trendpilot US Large Cap ETF
PTLC
$3.37B
$2.58M 0.04%
68,295
+824
+1% +$31.9K
SPYD icon
435
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.67B
$2.57M 0.04%
65,718
-752
-1% -$29.9K
ASML icon
436
ASML
ASML
$667B
$2.55M 0.04%
3,427
+253
+8% +$199K
CSGP icon
437
CoStar Group
CSGP
$12.7B
$2.55M 0.04%
29,662
+1,590
+6% +$137K
KMI icon
438
Kinder Morgan
KMI
$69.9B
$2.55M 0.04%
152,583
-6,990
-4% -$119K
QTEC icon
439
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.76B
$2.53M 0.04%
16,056
-1,813
-10% -$294K
ADI icon
440
Analog Devices
ADI
$187B
$2.52M 0.04%
15,038
+6,446
+75% +$1.08M
VRTX icon
441
Vertex Pharmaceuticals
VRTX
$132B
$2.52M 0.04%
13,882
-819
-6% -$160K
FV icon
442
First Trust Dorsey Wright Focus 5 ETF
FV
$3.77B
$2.51M 0.04%
54,860
-3,331
-6% -$157K
OMC icon
443
Omnicom Group
OMC
$23.2B
$2.51M 0.04%
34,629
+8,015
+30% +$595K
FXR icon
444
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$763M
$2.51M 0.04%
43,705
+2,420
+6% +$144K
EWL icon
445
iShares MSCI Switzerland ETF
EWL
$2.24B
$2.49M 0.04%
53,510
+16,887
+46% +$838K
FMHI icon
446
First Trust Municipal High Income ETF
FMHI
$1.01B
$2.49M 0.04%
44,630
+3,212
+8% +$182K
ARCC icon
447
Ares Capital
ARCC
$14.3B
$2.48M 0.04%
122,016
-1,053
-0.9% -$21.1K
HQL
448
abrdn Life Sciences Investors
HQL
$633M
$2.48M 0.04%
119,217
-15,960
-12% -$342K
ALL icon
449
Allstate
ALL
$68.1B
$2.47M 0.04%
19,430
+732
+4% +$96.7K
KBE icon
450
State Street SPDR S&P Bank ETF
KBE
$1.71B
$2.47M 0.04%
46,705
+37,689
+418% +$1.91M
16 17
18
19 20

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.