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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-11.88%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$613M
AUM Growth
-$82.3M
Cap. Flow
+$5.06M
Cap. Flow %
0.83%
Top 10 Hldgs %
20.83%
Holding
519
New
39
Increased
209
Reduced
189
Closed
65

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.69M
2
FTC icon
First Trust Large Cap Growth AlphaDEX Fund
FTC
+$3.56M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$3.12M
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.85M
5
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$2.58M

Top Sells

Rank Stock Value
1
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.39M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.24M
3
IXN icon
iShares Global Tech ETF
IXN
+$2.04M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$1.98M
5
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.94M

Sector Composition

Rank Sector Weight
1 Technology 5.67%
2 Financials 3.93%
3 Healthcare 3.8%
4 Industrials 3.67%
5 Communication Services 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BHC icon
426
Bausch Health
BHC
$2.34B
$191K 0.03%
10,377
– –
DSL
427
DoubleLine Income Solutions Fund
DSL
$1.24B
$189K 0.03%
10,926
– –
AMD icon
428
Advanced Micro Devices
AMD
$789B
$188K 0.03%
10,150
-4,550
-31% -$98.4K
DNP icon
429
DNP Select Income Fund
DNP
$4.09B
$169K 0.03%
+16,236
New +$178K
PEY icon
430
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.17B
$165K 0.03%
10,300
-2,112
-17% -$36.3K
KIM icon
431
Kimco Realty
KIM
$16.4B
$162K 0.03%
+11,011
New +$173K
RF icon
432
Regions Financial
RF
$26.8B
$157K 0.03%
11,692
– –
JMLP
433
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$156K 0.03%
28,609
+800
+3% +$5.37K
APLE icon
434
Apple Hospitality REIT
APLE
$3.82B
$153K 0.03%
10,699
+500
+5% +$7.95K
STM icon
435
STMicroelectronics
STM
$50B
$152K 0.02%
+11,042
New +$165K
RITM icon
436
Rithm Capital
RITM
$5.69B
$146K 0.02%
+10,387
New +$176K
MCBC
437
DELISTED
Macatawa Bank Corp
MCBC
$145K 0.02%
15,150
– –
NLY icon
438
Annaly Capital Management
NLY
$17.4B
$127K 0.02%
3,248
+43
+1% +$1.72K
HIX
439
Western Asset High Income Fund II
HIX
$355M
$126K 0.02%
21,440
-3,587
-14% -$21.7K
NCA icon
440
Nuveen California Municipal Value Fund
NCA
$302M
$104K 0.02%
11,325
-1,000
-8% -$9.13K
SIRI icon
441
SiriusXM
SIRI
$10.1B
$101K 0.02%
1,758
+558
+47% +$33.9K
MMT
442
Aberdeen Multi-Market Income Fund
MMT
$243M
$99K 0.02%
19,370
+2,808
+17% +$14.9K
EHI
443
Western Asset Global High Income Fund
EHI
$178M
$95K 0.02%
11,450
– –
FSK icon
444
FS KKR Capital
FSK
$3.44B
$83K 0.01%
4,042
+1,419
+54% +$35.3K
AEG icon
445
Aegon
AEG
$14.1B
$49K 0.01%
+12,003
New +$58.6K
PIM
446
Franklin Master Intermediate Income Trust
PIM
$151M
$43K 0.01%
10,196
– –
SWN
447
DELISTED
Southwestern Energy Company
SWN
$36K 0.01%
10,247
-11,202
-52% -$55.1K
CHK
448
DELISTED
Chesapeake Energy Corporation
CHK
$36K 0.01%
88
-62
-41% -$42.7K
PTX
449
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$20K ﹤0.01%
46,750
– –
FGP
450
DELISTED
Ferrellgas Partners, L.P.
FGP
$18K ﹤0.01%
+34,000
New +$47.5K
16 17
18
19 20

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Cetera Investment Advisers's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Investment Advisers held 519 positions worth $613M, down 12% from $695M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Investment Advisers's Q4 2018 filing shows 39 new, 209 increased, 189 reduced and 65 closed positions. Its largest new stake was iShares US Utilities ETF: 19,310 shares worth $1.3M. The largest sale was iShares Russell 1000 Growth ETF, an estimated $3.39M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, down from 6.2% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q4 2018 buy was iShares US Utilities ETF: 19,310 shares worth $1.3M.
  • Cetera Investment Advisers added most to State Street SPDR S&P 500 ETF Trust in Q4 2018, an estimated $8.69M increase.
  • Cetera Investment Advisers's biggest Q4 2018 reduction was iShares Russell 1000 Growth ETF, cutting an estimated $3.39M.
  • Cetera Investment Advisers fully exited iShares Global Tech ETF in Q4 2018, selling an estimated $2.04M.
  • Cetera Investment Advisers's ten largest holdings make up 21% of its $613M portfolio in Q4 2018.
  • Cetera Investment Advisers opened 39 new positions and closed 65 in Q4 2018.
  • Cetera Investment Advisers's portfolio value fell 12% quarter-over-quarter to $613M.

Based on Cetera Investment Advisers's 13F filing for Q4 2018, filed 15 Feb 2019.