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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$1.22B
AUM Growth
+$141M
Cap. Flow
+$67.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
19.81%
Holding
678
New
67
Increased
355
Reduced
195
Closed
36

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.21M
2
TSLA icon
Tesla
TSLA
+$4.49M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$4.42M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.61M

Top Sells

Rank Stock Value
1
WBIT
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
+$6.21M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.63M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.01M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$2.41M
5
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Consumer Discretionary 4.06%
3 Financials 3.5%
4 Healthcare 3.4%
5 Communication Services 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTVA icon
401
Corteva
CTVA
$51B
$458K 0.04%
15,903
-68
-0.4% -$1.92K
SHYG icon
402
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.59B
$454K 0.04%
10,323
+4,611
+81% +$203K
XLC icon
403
State Street Communication Services Select Sector SPDR ETF
XLC
$22.6B
$452K 0.04%
7,613
+899
+13% +$53.2K
FXL icon
404
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$450K 0.04%
4,945
+169
+4% +$14.9K
HNI icon
405
HNI Corp
HNI
$3.54B
$448K 0.04%
14,264
– –
RCS
406
PIMCO Strategic Income Fund
RCS
$249M
$448K 0.04%
69,705
-10,837
-13% -$69.6K
INTU icon
407
Intuit
INTU
$91.5B
$444K 0.04%
1,362
+231
+20% +$72.3K
VDC icon
408
Vanguard Consumer Staples ETF
VDC
$7.94B
$442K 0.04%
2,706
+455
+20% +$73.3K
DJP icon
409
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$819M
$439K 0.04%
22,540
-445
-2% -$8.57K
VMBS icon
410
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$437K 0.04%
8,051
+2,642
+49% +$144K
SCHA icon
411
Schwab U.S Small- Cap ETF
SCHA
$23B
$433K 0.04%
25,368
+768
+3% +$13.2K
TER icon
412
Teradyne
TER
$57.1B
$432K 0.04%
5,436
+1,284
+31% +$109K
ARCC icon
413
Ares Capital
ARCC
$14.3B
$426K 0.03%
30,527
-1,491
-5% -$21.2K
NXTG icon
414
First Trust Indxx NextG ETF
NXTG
$560M
$424K 0.03%
7,159
+2,518
+54% +$148K
RDVY icon
415
First Trust Rising Dividend Achievers ETF
RDVY
$25.5B
$424K 0.03%
12,946
+401
+3% +$13K
IUSB icon
416
iShares Core Universal USD Bond ETF
IUSB
$43.1B
$423K 0.03%
7,780
+1,488
+24% +$81.3K
DLR icon
417
Digital Realty Trust
DLR
$70.8B
$422K 0.03%
2,876
+958
+50% +$144K
GM icon
418
General Motors
GM
$77.2B
$422K 0.03%
14,269
+263
+2% +$7.39K
NVO
419
Novo Nordisk
NVO
$209B
$418K 0.03%
12,034
+5,334
+80% +$178K
ISRG icon
420
Intuitive Surgical
ISRG
$139B
$417K 0.03%
1,761
-645
-27% -$145K
GNW icon
421
Genworth Financial
GNW
$3.7B
$409K 0.03%
122,227
+27,240
+29% +$72.6K
VGK icon
422
Vanguard FTSE Europe ETF
VGK
$31B
$408K 0.03%
7,790
-1,568
-17% -$83.7K
SLYG icon
423
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.18B
$406K 0.03%
6,877
+64
+0.9% +$3.83K
BTT icon
424
BlackRock Municipal 2030 Target Term Trust
BTT
$1.44B
$404K 0.03%
+16,180
New +$399K
MYC
425
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$401K 0.03%
28,970
– –
15 16
17
18 19

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Cetera Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Investment Advisers held 678 positions worth $1.22B, up 13% from $1.08B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers deployed $67.4M of net new capital in Q3 2020, opening 67 new positions and adding to 355 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, an estimated $6.21M trimmed.

  • Cetera Investment Advisers's largest Q3 2020 buy was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
  • Cetera Investment Advisers added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $5.21M increase.
  • Cetera Investment Advisers's biggest Q3 2020 reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, cutting an estimated $6.21M.
  • Cetera Investment Advisers fully exited United States Natural Gas Fund in Q3 2020, selling an estimated $932K.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $1.22B portfolio in Q3 2020.
  • Cetera Investment Advisers opened 67 new positions and closed 36 in Q3 2020.
  • Cetera Investment Advisers's portfolio value rose 13% quarter-over-quarter to $1.22B.

Based on Cetera Investment Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.