Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $59.3B
1-Year Return 16.16%
This Quarter Return
-1.34%
1 Year Return
+16.16%
3 Year Return
+56.11%
5 Year Return
+94.19%
10 Year Return
–
AUM
$534M
AUM Growth
-$10.6M
Cap. Flow
-$1.54M
Cap. Flow %
-0.29%
Top 10 Hldgs %
21.17%
Holding
443
New
33
Increased
190
Reduced
145
Closed
57

Top Buys

1
BRSP
BrightSpire Capital
BRSP
$4.17M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$2.94M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
$2.19M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$1.95M
5
RDIV icon
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.77M

Top Sells

1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
$5.7M
2
PVH icon
PVH
PVH
$5.25M
3
GNTX icon
Gentex
GNTX
$3.41M
4
FPE icon
First Trust Preferred Securities and Income ETF
FPE
$3.08M
5
PTY icon
PIMCO Corporate & Income Opportunity Fund
PTY
$2.04M

Sector Composition

1 Technology 5.52%
2 Industrials 4.03%
3 Financials 3.99%
4 Healthcare 3.81%
5 Communication Services 3.4%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GOF icon
401
Guggenheim Strategic Opportunities Fund
GOF
$2.65B
– –
-10,492
Closed -$224K
HFRO
402
Highland Opportunities and Income Fund
HFRO
$341M
– –
-34,469
Closed -$534K
HIX
403
Western Asset High Income Fund II
HIX
$389M
– –
-24,623
Closed -$171K
IDU icon
404
iShares US Utilities ETF
IDU
$1.64B
– –
-3,100
Closed -$206K
MUC icon
405
BlackRock MuniHoldings California Quality Fund
MUC
$975M
– –
-28,256
Closed -$402K
NAC icon
406
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
– –
-11,086
Closed -$159K
NAD icon
407
Nuveen Quality Municipal Income Fund
NAD
$2.65B
– –
-18,011
Closed -$253K
NEA icon
408
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.28B
– –
-56,974
Closed -$784K
NFG icon
409
National Fuel Gas
NFG
$7.85B
– –
-18,432
Closed -$1.01M
NGG icon
410
National Grid
NGG
$68.4B
– –
-3,841
Closed -$202K
NUV icon
411
Nuveen Municipal Value Fund
NUV
$1.81B
– –
-19,129
Closed -$192K
OXY icon
412
Occidental Petroleum
OXY
$45.9B
– –
-2,966
Closed -$220K
PCK
413
DELISTED
Pimco California Municipal Income Fund II
PCK
– –
-16,374
Closed -$166K
PCN
414
PIMCO Corporate & Income Strategy Fund
PCN
$838M
– –
-48,359
Closed -$831K
PCQ
415
Pimco California Municipal Income Fund
PCQ
$157M
– –
-12,982
Closed -$225K
PDI icon
416
PIMCO Dynamic Income Fund
PDI
$7.56B
– –
-6,971
Closed -$209K
PGF icon
417
Invesco Financial Preferred ETF
PGF
$800M
– –
-22,935
Closed -$432K
PHK
418
PIMCO High Income Fund
PHK
$856M
– –
-32,693
Closed -$244K
PHT
419
Pioneer High Income Fund
PHT
$244M
– –
-83,582
Closed -$810K
PSCU icon
420
Invesco S&P SmallCap Utilities & Communication Services ETF
PSCU
$13.5M
– –
-4,650
Closed -$245K
PTY icon
421
PIMCO Corporate & Income Opportunity Fund
PTY
$2.66B
– –
-124,221
Closed -$2.04M
PVH icon
422
PVH
PVH
$4.29B
– –
-38,229
Closed -$5.25M
RCS
423
PIMCO Strategic Income Fund
RCS
$337M
– –
-40,029
Closed -$369K
RSP icon
424
Invesco S&P 500 Equal Weight ETF
RSP
$74B
– –
-56,437
Closed -$5.7M
SCHH icon
425
Schwab US REIT ETF
SCHH
$8.29B
– –
-21,714
Closed -$449K
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