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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$452M
AUM Growth
+$43.6M
Cap. Flow
+$28.6M
Cap. Flow %
6.33%
Top 10 Hldgs %
18.85%
Holding
423
New
36
Increased
199
Reduced
136
Closed
30

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.38M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.78M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$1.64M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.55M

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.75M
2
GNTX icon
Gentex
GNTX
+$1.22M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$939K
4
RAI
Reynolds American Inc
RAI
+$718K
5
DLR icon
Digital Realty Trust
DLR
+$664K

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Industrials 5.28%
3 Healthcare 4.94%
4 Financials 4.56%
5 Communication Services 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LNC icon
401
Lincoln National
LNC
$8.93B
– –
-8,583
Closed -$580K
MDLZ icon
402
Mondelez International
MDLZ
$80.1B
– –
-14,748
Closed -$639K
QABA icon
403
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.6M
– –
-6,365
Closed -$323K
SCHM icon
404
Schwab US Mid-Cap ETF
SCHM
$14.9B
– –
-109,248
Closed -$1.75M
SPY icon
405
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$818B
– –
-600
Closed -$1K
SR icon
406
Spire
SR
$4.78B
– –
-5,583
Closed -$386K
TEVA icon
407
Teva Pharmaceuticals
TEVA
$40.6B
– –
-11,168
Closed -$373K
TGT icon
408
Target
TGT
$66.8B
– –
-6,178
Closed -$324K
TROW icon
409
T. Rowe Price
TROW
$24.2B
– –
-8,049
Closed -$599K
TRV icon
410
Travelers Companies
TRV
$80.5B
– –
-3,583
Closed -$455K
ULTA icon
411
Ulta Beauty
ULTA
$23.2B
– –
-1,401
Closed -$398K
USO icon
412
United States Oil Fund
USO
$1.86B
– –
-7,283
Closed -$553K
WELL icon
413
Welltower
WELL
$170B
– –
-3,004
Closed -$222K
WPRT
414
Westport Fuel Systems
WPRT
$35.1M
– –
-2,263
Closed -$53K
JMLP
415
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
– –
-17,659
Closed -$162K
MORE
416
DELISTED
Monogram Residential Trust, Inc.
MORE
– –
-14,961
Closed -$146K
DD
417
DELISTED
Du Pont De Nemours E I
DD
– –
-3,784
Closed -$303K
RAI
418
DELISTED
Reynolds American Inc
RAI
– –
-11,048
Closed -$718K
FTR
419
DELISTED
Frontier Communications Corp.
FTR
– –
-812
Closed -$13K
VXX
420
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-2,906
Closed -$149K
13 14 15 16
17

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Cetera Investment Advisers's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Investment Advisers held 423 positions worth $452M, up 11% from $408M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $28.6M of net new capital in Q3 2017, opening 36 new positions and adding to 199 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Gentex, an estimated $1.22M trimmed.

  • Cetera Investment Advisers's largest Q3 2017 buy was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.
  • Cetera Investment Advisers added most to Invesco QQQ Trust in Q3 2017, an estimated $2.73M increase.
  • Cetera Investment Advisers's biggest Q3 2017 reduction was Gentex, cutting an estimated $1.22M.
  • Cetera Investment Advisers fully exited Schwab US Mid-Cap ETF in Q3 2017, selling an estimated $1.75M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $452M portfolio in Q3 2017.
  • Cetera Investment Advisers opened 36 new positions and closed 30 in Q3 2017.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $452M.

Based on Cetera Investment Advisers's 13F filing for Q3 2017, filed 16 Nov 2017.