Cetera Investment Advisers Portfolio holdings

AUM $51.6B

AUM

$51.6B

AUM Growth

+$3.8B (+8%)

Cap. Flow

+$5B

Cap. Flow % of AUM

9.68%

Top 10 Holdings %Top 10 Hldgs %

15.51%

Holding

4,069

New

344

Increased

2,423

Reduced

1,107

Closed

127

Top Buys

1	Invesco QQQ Trust QQQ	$788M
2	First Trust Capital Strength ETF FTCS	$131M
3	iShares 10-20 Year Treasury Bond ETF TLH	$67.8M
4	iShares S&P 500 Value ETF IVE	$62.6M
5	Capital Group Dividend Value ETF CGDV	$59.6M

Top Sells

1	Dimensional US Equity ETF DFUS	$62M
2	iShares MSCI EAFE Growth ETF EFG	$52.9M
3	iShares 20+ Year Treasury Bond ETF TLT	$45.6M
4	SPDR Portfolio S&P 500 Growth ETF SPYG	$45.4M
5	iShares Core Total USD Bond Market ETF IUSB	$44.2M

Sector Composition

1	Technology	9.49%
2	Financials	4.65%
3	Consumer Discretionary	3.46%
4	Healthcare	3.17%
5	Industrials	2.84%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
3976	3976 Oscar Health OSCR $4.27B	$0	0%	0 -27,066	Closed	–
3977	3977 Palisade Bio PALI $3.53M	$0	0%	0 -70,006	Closed	–
3978	3978 PJT Partners PJT $3.65B	$0	0%	0 -1,316	Closed	–
3979	3979 ePlus PLUS $1.68B	$0	0%	0 -2,723	Closed	–
3980	PNNT 3980 Pennant Park Investment Corp PNNT $434M	$0	0%	0 -62,086	Closed	–
3981	3981 Innovator Growth Accelerated Plus ETF January QTJA $17.6M	$0	0%	0 -49,046	Closed	–
3982	3982 Quanterix QTRX $222M	$0	0%	0 -10,121	Closed	–
3983	3983 Rayliant Quantamental Emerging Market ex-China Equity ETF RAYE $67.6M	$0	0%	0 -9,627	Closed	–
3984	3984 Redfin RDFN $1.18B	$0	0%	0 -16,667	Closed	–
3985	3985 ALPS REIT Dividend Dogs ETF RDOG $11.9M	$0	0%	0 -11,852	Closed	–
3986	3986 Resideo Technologies REZI $3.14B	$0	0%	0 -37,603	Closed	–
3987	RMT 3987 Royce Micro-Cap Trust RMT $447M	$0	0%	0 -11,581	Closed	–
3988	3988 Seanergy Maritime Holdings SHIP $125M	$0	0%	0 -29,724	Closed	–
3989	3989 Sol-Gel Technologies SLGL $20.9M	$0	0%	0 -13,100	Closed	–
3990	3990 Sylvamo SLVM $2.15B	$0	0%	0 -3,033	Closed	–
3991	3991 Semtech SMTC $3.48B	$0	0%	0 -5,226	Closed	–
3992	3992 SOBR Safe SOBR $5.22M	$0	0%	0 -71,000	Closed	–
3993	3993 American Century Diversified Municipal Bond ETF TAXF $498M	$0	0%	0 -4,282	Closed	–
3994	3994 Teekay Tankers TNK $1.56B	$0	0%	0 -5,194	Closed	–
3995	3995 Tower Semiconductor TSEM $4.57B	$0	0%	0 -4,807	Closed	–
3996	TWN 3996 Taiwan Fund TWN $227M	$0	0%	0 -5,322	Closed	–
3997	3997 Twist Bioscience TWST $1.82B	$0	0%	0 -4,727	Closed	–
3998	3998 U-Haul Holding Co Series N UHAL.B $11.2B	$0	0%	0 -6,744	Closed	–
3999	3999 Vimeo VMEO $791M	$0	0%	0 -33,413	Closed	–
4000	4000 Verint Systems VRNT $1.13B	$0	0%	0 -7,314	Closed	–