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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$1.22B
AUM Growth
+$141M
Cap. Flow
+$67.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
19.81%
Holding
678
New
67
Increased
355
Reduced
195
Closed
36

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.21M
2
TSLA icon
Tesla
TSLA
+$4.49M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$4.42M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.61M

Top Sells

Rank Stock Value
1
WBIT
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
+$6.21M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.63M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.01M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$2.41M
5
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Consumer Discretionary 4.06%
3 Financials 3.5%
4 Healthcare 3.4%
5 Communication Services 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUV icon
376
Nuveen Municipal Value Fund
NUV
$1.91B
$507K 0.04%
47,524
+8,073
+20% +$85.4K
JPST icon
377
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$506K 0.04%
9,953
+2,545
+34% +$129K
PML
378
PIMCO Municipal Income Fund II
PML
$491M
$506K 0.04%
37,486
-267
-0.7% -$3.63K
FFIN icon
379
First Financial Bankshares
FFIN
$4.93B
$502K 0.04%
17,970
+10,000
+125% +$296K
MGC icon
380
Vanguard Morningstar Mega Cap ETF
MGC
$10.4B
$502K 0.04%
4,190
+598
+17% +$70.6K
FMNB icon
381
Farmers National Banc Corp
FMNB
$931M
$499K 0.04%
45,741
-3,298
-7% -$37.3K
NEV
382
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
$499K 0.04%
34,078
+700
+2% +$10.5K
FICO icon
383
Fair Isaac
FICO
$22.7B
$497K 0.04%
1,169
+184
+19% +$78.2K
PCQ
384
Pimco California Municipal Income Fund
PCQ
$168M
$497K 0.04%
28,103
-570
-2% -$9.84K
TLH icon
385
iShares 10-20 Year Treasury Bond ETF
TLH
$10.8B
$497K 0.04%
2,984
-142
-5% -$23.9K
SGOL icon
386
abrdn Physical Gold Shares ETF
SGOL
$7.49B
$490K 0.04%
26,979
+3,442
+15% +$63.3K
PEG icon
387
Public Service Enterprise Group
PEG
$37.2B
$487K 0.04%
8,865
+31
+0.4% +$1.64K
GSK icon
388
GSK
GSK
$104B
$485K 0.04%
10,311
-463
-4% -$23.2K
CWB icon
389
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.59B
$481K 0.04%
6,984
– –
ENB icon
390
Enbridge
ENB
$112B
$479K 0.04%
16,396
+11
+0.1% +$346
CRM icon
391
Salesforce
CRM
$162B
$478K 0.04%
1,903
+720
+61% +$158K
PB icon
392
Prosperity Bancshares
PB
$8.81B
$475K 0.04%
9,171
– –
DOCU
393
DocuSign
DOCU
$11.4B
$473K 0.04%
2,196
-63
-3% -$13.1K
NEA icon
394
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$471K 0.04%
32,816
+121
+0.4% +$1.74K
WEC icon
395
WEC Energy
WEC
$34.6B
$471K 0.04%
4,860
+2,381
+96% +$222K
MGV icon
396
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$470K 0.04%
6,128
+601
+11% +$46.1K
PNC icon
397
PNC Financial Services
PNC
$100B
$468K 0.04%
4,261
-182
-4% -$19.6K
ALB icon
398
Albemarle
ALB
$15.5B
$467K 0.04%
5,234
+400
+8% +$35.4K
PCK
399
DELISTED
Pimco California Municipal Income Fund II
PCK
$463K 0.04%
49,725
-2,050
-4% -$18.8K
GBAB
400
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$389M
$459K 0.04%
19,495
-266
-1% -$6.34K
14 15
16
17 18

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VOYA Investment Management
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Marshall Wace
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Cetera Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Investment Advisers held 678 positions worth $1.22B, up 13% from $1.08B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers deployed $67.4M of net new capital in Q3 2020, opening 67 new positions and adding to 355 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, an estimated $6.21M trimmed.

  • Cetera Investment Advisers's largest Q3 2020 buy was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
  • Cetera Investment Advisers added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $5.21M increase.
  • Cetera Investment Advisers's biggest Q3 2020 reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, cutting an estimated $6.21M.
  • Cetera Investment Advisers fully exited United States Natural Gas Fund in Q3 2020, selling an estimated $932K.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $1.22B portfolio in Q3 2020.
  • Cetera Investment Advisers opened 67 new positions and closed 36 in Q3 2020.
  • Cetera Investment Advisers's portfolio value rose 13% quarter-over-quarter to $1.22B.

Based on Cetera Investment Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.