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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$452M
AUM Growth
+$43.6M
Cap. Flow
+$28.6M
Cap. Flow %
6.33%
Top 10 Hldgs %
18.85%
Holding
423
New
36
Increased
199
Reduced
136
Closed
30

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.38M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.78M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$1.64M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.55M

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.75M
2
GNTX icon
Gentex
GNTX
+$1.22M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$939K
4
RAI
Reynolds American Inc
RAI
+$718K
5
DLR icon
Digital Realty Trust
DLR
+$664K

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Industrials 5.28%
3 Healthcare 4.94%
4 Financials 4.56%
5 Communication Services 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAA icon
376
Under Armour
UAA
$2.73B
$191K 0.04%
11,525
-1,250
-10% -$22.9K
HIX
377
Western Asset High Income Fund II
HIX
$353M
$185K 0.04%
25,583
-3,780
-13% -$27.2K
NAC icon
378
Nuveen California Quality Municipal Income Fund
NAC
$1.84B
$155K 0.03%
+10,401
New +$159K
PCK
379
DELISTED
Pimco California Municipal Income Fund II
PCK
$155K 0.03%
15,384
-100
-0.6% -$1.02K
PHK
380
PIMCO High Income Fund
PHK
$878M
$147K 0.03%
17,363
+2,877
+20% +$24.5K
PTX
381
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$147K 0.03%
46,750
– –
AMD icon
382
Advanced Micro Devices
AMD
$798B
$137K 0.03%
+10,675
New +$139K
AEG icon
383
Aegon
AEG
$14B
$132K 0.03%
28,114
-760
-3% -$3.44K
SWN
384
DELISTED
Southwestern Energy Company
SWN
$121K 0.03%
20,051
+2,189
+12% +$12.4K
BDJ icon
385
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$119K 0.03%
+13,054
New +$116K
EHI
386
Western Asset Global High Income Fund
EHI
$177M
$118K 0.03%
11,450
– –
CHK
387
DELISTED
Chesapeake Energy Corporation
CHK
$95K 0.02%
110
+35
+47% +$30K
VER
388
DELISTED
VEREIT, Inc.
VER
$85K 0.02%
2,037
– –
WTI icon
389
W&T Offshore
WTI
$497M
$76K 0.02%
24,991
+3,786
+18% +$8.02K
SIRI icon
390
SiriusXM
SIRI
$10.1B
$70K 0.02%
1,261
– –
AVGO icon
391
Broadcom
AVGO
$2T
– –
-9,760
Closed -$228K
BFZ
392
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-29,758
Closed -$427K
BHC icon
393
Bausch Health
BHC
$2.21B
– –
-11,116
Closed -$192K
CL icon
394
Colgate-Palmolive
CL
$74.1B
– –
-2,730
Closed -$202K
DBC icon
395
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
– –
-10,629
Closed -$153K
DLR icon
396
Digital Realty Trust
DLR
$71.3B
– –
-5,862
Closed -$664K
FPE icon
397
First Trust Preferred Securities and Income ETF
FPE
$6.34B
– –
-17,167
Closed -$343K
FTSM icon
398
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
– –
-4,585
Closed -$275K
KDP icon
399
Keurig Dr Pepper
KDP
$41.3B
– –
-4,743
Closed -$433K
KMI icon
400
Kinder Morgan
KMI
$69.7B
– –
-17,383
Closed -$334K
13 14 15
16
17

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Cetera Investment Advisers's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Investment Advisers held 423 positions worth $452M, up 11% from $408M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $28.6M of net new capital in Q3 2017, opening 36 new positions and adding to 199 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Gentex, an estimated $1.22M trimmed.

  • Cetera Investment Advisers's largest Q3 2017 buy was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.
  • Cetera Investment Advisers added most to Invesco QQQ Trust in Q3 2017, an estimated $2.73M increase.
  • Cetera Investment Advisers's biggest Q3 2017 reduction was Gentex, cutting an estimated $1.22M.
  • Cetera Investment Advisers fully exited Schwab US Mid-Cap ETF in Q3 2017, selling an estimated $1.75M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $452M portfolio in Q3 2017.
  • Cetera Investment Advisers opened 36 new positions and closed 30 in Q3 2017.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $452M.

Based on Cetera Investment Advisers's 13F filing for Q3 2017, filed 16 Nov 2017.